DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• C••••••
Legal name S•••••••• C•••••• M••••••••• C•• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2023 · 10 filings
SEC status approved since Jul 28, 2023
RAUM
$1.1B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 19, 2024$220M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 19, 20240 then
Employees (5.A)9 as of Mar 31, 2026
Mar 19, 20245 then
Private funds9 as of Mar 31, 2026
Mar 19, 20242 then
RAUM +35% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• C•••••• L••• S•••••• C••••• P••••••• F•••• L••• | Other Private Fund | $138M | 7 | Jun 1, 2023 |
| S•••••••• C•••••• L••• S•••••• C••••• F•••• L••• | Other Private Fund | $114M | 43 | Jun 1, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• H••••• · Senior Managing Director, Chief Investment Officer, Membercontrolsince 09/2022 · owns 5% to 10%
- B••••••• J•••••• L••••• · Senior Managing Director, Membercontrolsince 09/2022 · owns 5% to 10%
- A•••••••• H•••• · Trusteecontrolsince 06/1996 · owns F of S•••••• T••••
- B••••••••• A•••• S••••• · Trusteecontrolsince 02/1994 · owns F of B••••••••• F••••• T••••
- B••••••••• A•••• S••••• · Trusteecontrolsince 03/2020 · owns F of B•••• L••••• I• T••••
- B••••••••• R••••••• R•••• · Trusteecontrolsince 03/2020 · owns F of B••••• L••••• T••••
- B••••••••• R••••••• R•••• · Trusteecontrolsince 02/1994 · owns F of B••••••••• F••••• T••••
- G••••••• J••••• A•• · Membercontrolsince 06/2010 · owns 50% to 75% of J••• H••••••• L••
- K••••• J•••••• A•••• · Trusteecontrolsince 11/2017 · owns F of S•••••• T••••
- S••••• A•••• H• · Membercontrolsince 06/2010 · owns 50% to 75% of J••• H••••••• L••
- T••••• D••••• M•••••• · Trusteecontrolsince 12/2022 · owns F of J••••• K•••• 2••• F••••• T••••
- G••••••••• R••••• D•••• · Co-Chairman, Membersince 08/2023 · owns 5% to 10%
- V•••••••• R•••••• K•••• · Chief Compliance Officersince 04/2023 · owns less than 5%
Entity owners
- B••••• R••••• W•••••••• L•• · Memberdirect · owns 25% to 50%
- S•••••• T•••• · Memberdirect · owns 25% to 50%
- S•••••••• C••••••• L•• · Memberdirect · owns less than 5%
- B••••• C••••••• L•• · Memberindirect · owns 75% or more of S•••••••• C••••••• L••
- B••••••••• F••••• T•••• · Memberindirect · owns 75% or more of B••••• C••••••• L••
- J••• H••••••• L•• · Memberindirect · owns 75% or more of J•••••• H••• T••••
- J••••• K•••• 2••• F••••• T•••• · Memberdirect · owns 5% to 10%
- L••••• T•••• · Memberdirect · owns 5% to 10%
- B••••• L••••• T•••• · Memberindirect · owns 25% to 50% of B••••• R••••• W•••••••• L••
- B•••• L••••• I• T•••• · Memberindirect · owns 25% to 50% of B••••• R••••• W•••••••• L••
- J•••••• H••• T•••• · Trusteeindirect · owns F of L••••• T••••
Related persons
Schedule D 7.A
- B••••••••• S•••••••• L••••investment advisern
- S•••••••• C•••••• L••• S•••••• C••••• F••• G•• L•••pooled vehicle sponsory
- T•• R••••• L••investment advisern
- V••• V••••••• A•••••••• L••investment advisern
- V••• V••••••• M••••••••• C•• L•••••investment advisern
Advisers that list S•••••••• C•••••• as a related person
- 309668 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 5 to 9Sep 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 9Sep 5, 2025 to Mar 31, 2026
- Employees · 6 to 9Sep 5, 2025 to Mar 31, 2026
- Private funds · 5 to 9Sep 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $839M to $1.1BSep 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $34.7MSep 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $839M to $1.1BSep 5, 2025 to Mar 31, 2026
- RAUM · $839M to $1.1BSep 5, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Sep 5, 2025
- Employees · 5 to 6Mar 31, 2025 to Sep 5, 2025
- Financial planning clients · 0 to 0Mar 31, 2025 to Sep 5, 2025
- Accounts · 2 to 5May 16, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5May 16, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 5May 16, 2024 to Mar 31, 2025
- Private funds · 2 to 5May 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $252M to $839MMay 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $252M to $839MMay 16, 2024 to Mar 31, 2025
- RAUM · $252M to $839MMay 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $220M to $252MApr 16, 2024 to May 16, 2024
- Pooled vehicle RAUM · $220M to $252MApr 16, 2024 to May 16, 2024
- RAUM · $220M to $252MApr 16, 2024 to May 16, 2024
- Related adviser · false to trueMar 19, 2024 to Apr 16, 2024
- Advisory employees · 3 to 4Dec 19, 2023 to Mar 19, 2024
- Employees · 3 to 5Dec 19, 2023 to Mar 19, 2024
- Discretionary RAUM · $218M to $220MDec 19, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $218M to $220MDec 19, 2023 to Mar 19, 2024
- RAUM · $218M to $220MDec 19, 2023 to Mar 19, 2024
- Discretionary RAUM · $187M to $218MDec 7, 2023 to Dec 19, 2023
- Pooled vehicle RAUM · $187M to $218MDec 7, 2023 to Dec 19, 2023
- RAUM · $187M to $218MDec 7, 2023 to Dec 19, 2023
- Private funds · 4 to 2Jun 28, 2023 to Aug 23, 2023
- Discretionary RAUM · $59.1M to $187MJun 28, 2023 to Aug 23, 2023
- Pooled vehicle RAUM · $59.1M to $187MJun 28, 2023 to Aug 23, 2023
- RAUM · $59.1M to $187MJun 28, 2023 to Aug 23, 2023
Signals
9 dated events
- S•••••••• C•••••• reported RAUM $1.1B, up 35% from $839.4M (2025-09-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S•••••••• C•••••• reported RAUM $839.4M, up 232% from $252.5M (2024-05-16 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Avrom Joshua Kazam (Trustee) appeared on Schedule A of S•••••••• C••••••Dec 7, 2023 · Control person joined · fact
- Hanna Ackerman (Trustee) appeared on Schedule A of S•••••••• C••••••Dec 7, 2023 · Control person joined · fact
- Aaron H Sones (Member) appeared on Schedule A of S•••••••• C••••••Dec 7, 2023 · Control person joined · fact
- Ann Julie Gilbert (Member) appeared on Schedule A of S•••••••• C••••••Dec 7, 2023 · Control person joined · fact
- Michael David Tanen (Trustee) appeared on Schedule A of S•••••••• C••••••Dec 7, 2023 · Control person joined · fact
- S•••••••• C•••••• reported RAUM $187.2M, up 217% from $59.1M (2023-06-28 to 2023-08-23)Aug 23, 2023 · RAUM change · derived
- S•••••••• C•••••• filed its initial SEC registration (Form ADV)Jun 28, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S••••••••-CAPITALreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 424-313-1550reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026