DFX Intelligence
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A••• F•••••••• A•••••••
Independent wealth manager, based in Mclean, Virginia, reporting $127M of regulatory assets across 2 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $127M
- Advisors
- 2
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +10%
- Private clients
- 100% of RAUM, $127M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 5
Every filed figure, and the identifiersCRD 325930 · SEC 801-129105 · 12 filingsShowHide
CRD 325930SEC 801-129105Legal name A••• F•••••••• A•••••••• L••First filing on the tape Oct 26, 2023, latest Mar 5, 2026SEC status approved since Nov 24, 2023IAPD
RAUM
$127M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
100%
$127M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$63.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$127M as of Mar 5, 2026
Mar 13, 2024$108M then
HNW client RAUM$126M as of Mar 5, 2026
Mar 13, 2024$108M then
State-registered IARs (5.B.3)2 as of Mar 5, 2026
Mar 13, 20242 then
Employees (5.A)2 as of Mar 5, 2026
Mar 13, 20242 then
Private funds: no history
RAUM +10% over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $63.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.0MderivedHNW RAUM over HNW clients
- Average account
- $800,896derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$126M99%
- Individuals$761,3930.6%
- Individual clients
- 5reported
- HNW clients
- 18reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 158reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• P••••• E•• | Mclean, Va | May 9, 2023 | 14 y | 0 |
| S•••••• W••••• C•••• | Mclean, Va | May 9, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• S••••••• W••••• · Managing Membercontrolsince 03/2023 · owns 50% to 75%
- E••• M•••• P•••••• · Managing Member, Chief Compliance Officercontrolsince 03/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 57 to 158Aug 29, 2025 to Mar 5, 2026
- HNW clients · 12 to 18Aug 29, 2025 to Mar 5, 2026
- Individual clients · 8 to 5Aug 29, 2025 to Mar 5, 2026
- Discretionary RAUM · $79.2M to $91.4MAug 29, 2025 to Mar 5, 2026
- HNW RAUM · $113M to $126MAug 29, 2025 to Mar 5, 2026
- Individual RAUM · $1.8M to $761,393Aug 29, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $35.7M to $35.1MAug 29, 2025 to Mar 5, 2026
- RAUM · $115M to $127MAug 29, 2025 to Mar 5, 2026
- Advisory employees · 3 to 2Apr 28, 2025 to Jul 30, 2025
- Employees · 3 to 2Apr 28, 2025 to Jul 30, 2025
- Financial planning clients · 11-25 to 11-25Apr 28, 2025 to Jul 30, 2025
- State-registered IARs · 3 to 2Apr 28, 2025 to Jul 30, 2025
- Accounts · 73 to 57Apr 7, 2024 to Apr 28, 2025
- Advisory employees · 2 to 3Apr 7, 2024 to Apr 28, 2025
- Charity clients · unset to 0.0Apr 7, 2024 to Apr 28, 2025
- Corporate clients · unset to 0.0Apr 7, 2024 to Apr 28, 2025
- HNW clients · 8 to 12Apr 7, 2024 to Apr 28, 2025
- Individual clients · unset to 8.0Apr 7, 2024 to Apr 28, 2025
- Pension plan clients · unset to 0.0Apr 7, 2024 to Apr 28, 2025
- Pooled vehicle clients · unset to 0.0Apr 7, 2024 to Apr 28, 2025
- Employees · 2 to 3Apr 7, 2024 to Apr 28, 2025
- State-registered IARs · 2 to 3Apr 7, 2024 to Apr 28, 2025
- Discretionary RAUM · $65.5M to $79.2MApr 7, 2024 to Apr 28, 2025
- HNW RAUM · $108M to $113MApr 7, 2024 to Apr 28, 2025
- Individual RAUM · $487,938 to $1.8MApr 7, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $42.7M to $35.7MApr 7, 2024 to Apr 28, 2025
- Pension RAUM · unset to 0.0Apr 7, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · unset to 0.0Apr 7, 2024 to Apr 28, 2025
- RAUM · $108M to $115MApr 7, 2024 to Apr 28, 2025
- Accounts · 134 to 73Jan 8, 2024 to Mar 13, 2024
- HNW clients · 6 to 8Jan 8, 2024 to Mar 13, 2024
- Financial planning clients · 0 to 11-25Jan 8, 2024 to Mar 13, 2024
- Discretionary RAUM · $69.1M to $65.5MJan 8, 2024 to Mar 13, 2024
- HNW RAUM · $102M to $108MJan 8, 2024 to Mar 13, 2024
- Individual RAUM · unset to 487938.0Jan 8, 2024 to Mar 13, 2024
- Non-discretionary RAUM · $32.6M to $42.7MJan 8, 2024 to Mar 13, 2024
- RAUM · $102M to $108MJan 8, 2024 to Mar 13, 2024
- Other offices · 0 to 1Jan 3, 2024 to Jan 8, 2024
Signals
1 dated events
- ••• LockedOct 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 5, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026