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Former SEC-registered adviser

S•••••••••

Former SEC-registered adviserCRD 326021SEC 801-128658websiteIAPD
Legal name S••••••••• L••
Latest filing Mar 30, 2024
First filing on the tape Jul 31, 2023 · 2 filings
RAUM
$5.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
$5.0M gross assets
History
2 filings and snapshots on the tape
RAUM$5.0M as of Mar 30, 2024
Jul 31, 2023$4.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2024
Jul 31, 20230 then
Employees (5.A)3 as of Mar 30, 2024
Jul 31, 20235 then
Private funds: 1
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$208,180derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••••••• S••• F••• I• L•Venture Capital Fund$5.0M24Mar 30, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• A•••• · Managing Membercontrol
        since 02/2022 · owns 25% to 50%
      • P••••••••• N••••• · Chief Compliance Officer
        since 12/2022 · owns less than 5%
      Related persons
      Schedule D 7.A
      • H••• H•••• H••••••• L••
        pooled vehicle sponsorn
      • S•••••••••
        investment adviserpooled vehicle sponsorn
      • S•••••••• S••• F••• I• P••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Yerevan, Armenia3 employees
      • Glendale, CA
      What changed
      consecutive filings, newest first
      • Accounts · 21 to 24
        Jul 31, 2023 to Mar 30, 2024
      • Advisory employees · 0 to 2
        Jul 31, 2023 to Mar 30, 2024
      • Employees · 5 to 3
        Jul 31, 2023 to Mar 30, 2024
      • HQ city · YEREVAN, YEREVAN to unset
        Jul 31, 2023 to Mar 30, 2024
      • Other offices · 1 to 2
        Jul 31, 2023 to Mar 30, 2024
      • Private funds · unset to 1
        Jul 31, 2023 to Mar 30, 2024
      • Discretionary RAUM · $4.4M to $5.0M
        Jul 31, 2023 to Mar 30, 2024
      • Pooled vehicle RAUM · $4.4M to $5.0M
        Jul 31, 2023 to Mar 30, 2024
      • RAUM · $4.4M to $5.0M
        Jul 31, 2023 to Mar 30, 2024
      • Related adviser · false to true
        Jul 31, 2023 to Mar 30, 2024
      Signals
      2 dated events
      • V••••• H••••••••• (Managing Member) no longer on Schedule A of S••••••••• (listed 2023-07-31, absent 2024-03-30)
        Mar 30, 2024 · Control person left · inference
      • S••••••••• filed its initial SEC registration (Form ADV)
        Jul 31, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/smartgate.vcreportedpublic record, Form ADV, Mar 31, 2026
      Website
      s••••••••.vcreportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026