DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• I••••• A••••••• S•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Aug 15, 2023 · 7 filings
SEC status approved since Sep 14, 2023
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$198M as of Mar 30, 2026
Mar 20, 2024$111M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 20, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 20, 20240 then
Employees (5.A)9 as of Mar 30, 2026
Mar 20, 202441 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $198MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $198M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$198M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $198M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••• E•••••••• S•••••• · Secretary And Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- P••••• J••••••• · Presidentcontrolsince 02/2023 · owns less than 5%
- S•••••••• D••••• M•••••• · Treasurercontrolsince 02/2023 · owns less than 5%
Entity owners
- C•••••• I•••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- M••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 78.0 to 9.0 (-88.0%) between the annual amendments of 2025-03-26 and 2026-03-30; the peer median change was 0.0% (393 comparable advisers, 0.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 2Mar 26, 2025 to Mar 30, 2026
- Assets in custody · $175M to $198MMar 26, 2025 to Mar 30, 2026
- Employees · 78 to 9Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $175M to $198MMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $175M to $198MMar 26, 2025 to Mar 30, 2026
- RAUM · $175M to $198MMar 26, 2025 to Mar 30, 2026
- Advisory employees · 10 to 8Apr 12, 2024 to Mar 26, 2025
- Assets in custody · $111M to $175MApr 12, 2024 to Mar 26, 2025
- Employees · 41 to 78Apr 12, 2024 to Mar 26, 2025
- Financial planning clients · unset to Apr 12, 2024 to Mar 26, 2025
- Discretionary RAUM · $111M to $175MApr 12, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $111M to $175MApr 12, 2024 to Mar 26, 2025
- RAUM · $111M to $175MApr 12, 2024 to Mar 26, 2025
- Assets in custody · $111M to $111MMar 20, 2024 to Apr 12, 2024
- Discretionary RAUM · $111M to $111MMar 20, 2024 to Apr 12, 2024
- Pooled vehicle RAUM · $111M to $111MMar 20, 2024 to Apr 12, 2024
- RAUM · $111M to $111MMar 20, 2024 to Apr 12, 2024
- Assets in custody · $112M to $111MDec 5, 2023 to Mar 20, 2024
- Financial planning clients · 0 to unsetDec 5, 2023 to Mar 20, 2024
- Discretionary RAUM · $112M to $111MDec 5, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $112M to $111MDec 5, 2023 to Mar 20, 2024
- RAUM · $112M to $111MDec 5, 2023 to Mar 20, 2024
- Accounts · 0 to 1Aug 16, 2023 to Dec 5, 2023
- Pooled vehicle clients · 0 to 1Aug 16, 2023 to Dec 5, 2023
- Assets in custody · $0 to $112MAug 16, 2023 to Dec 5, 2023
- Discretionary RAUM · $0 to $112MAug 16, 2023 to Dec 5, 2023
- Pooled vehicle RAUM · $0 to $112MAug 16, 2023 to Dec 5, 2023
- RAUM · $0 to $112MAug 16, 2023 to Dec 5, 2023
Signals
1 dated events
- C•••••• I••••• A••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Aug 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/calvert-impactreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.orgreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1-800-248-0337reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026