DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• C•••••• A•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 22, 2024 · 4 filings
SEC status approved since Mar 22, 2024
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
106
66 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$158M as of Mar 31, 2026
Mar 28, 2025$75.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20250 then
Employees (5.A)106 as of Mar 31, 2026
Mar 28, 202589 then
Private funds1 as of Mar 31, 2026
Mar 28, 20251 then
RAUM +110% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $78.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +110%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $158M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$30.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $158M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•• 1• L•• | Private Equity Fund | $60.0M | 2 | Jul 19, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••• K•••• S••••• · Ceo, President, And Ciocontrolsince 04/2023 · owns less than 5%
- S••••••• S•••• · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- T••••• M•••••• · Cfo And Treasurercontrolsince 04/2023 · owns less than 5%
Entity owners
- T•••••• C•••••• I••• · Sole Memberdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Solana Beach, CA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $75,193,587 to $157,598,083 (+110.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 97.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 61 to 66Mar 28, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $75.2M to $158MMar 28, 2025 to Mar 31, 2026
- Employees · 89 to 106Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $75.2M to $158MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $75.2M to $30.9MMar 28, 2025 to Mar 31, 2026
- RAUM · $75.2M to $158MMar 28, 2025 to Mar 31, 2026
- Advisory employees · 47 to 61Jul 19, 2024 to Mar 28, 2025
- Business name · T•••••• C•••••• A••••••• L•• to T•••••• C•••••• A•••••• L••Jul 19, 2024 to Mar 28, 2025
- Assets in custody · $60.0M to $75.2MJul 19, 2024 to Mar 28, 2025
- Employees · 73 to 89Jul 19, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jul 19, 2024 to Mar 28, 2025
- Legal name · T•••••• C•••••• A••••••• L•• to T•••••• C•••••• A•••••• L••Jul 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $60.0M to $75.2MJul 19, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $60.0M to $75.2MJul 19, 2024 to Mar 28, 2025
- RAUM · $60.0M to $75.2MJul 19, 2024 to Mar 28, 2025
- Accounts · unset to 1.0Feb 22, 2024 to Jul 19, 2024
- Advisory employees · 29 to 47Feb 22, 2024 to Jul 19, 2024
- Pooled vehicle clients · unset to 1.0Feb 22, 2024 to Jul 19, 2024
- Assets in custody · unset to 60000000.0Feb 22, 2024 to Jul 19, 2024
- Custody of client assets · false to trueFeb 22, 2024 to Jul 19, 2024
- Employees · 70 to 73Feb 22, 2024 to Jul 19, 2024
- Private funds · unset to 1Feb 22, 2024 to Jul 19, 2024
- Discretionary RAUM · unset to 60000000.0Feb 22, 2024 to Jul 19, 2024
- Non-discretionary RAUM · unset to 0.0Feb 22, 2024 to Jul 19, 2024
- Pooled vehicle RAUM · unset to 60000000.0Feb 22, 2024 to Jul 19, 2024
- RAUM · unset to 60000000.0Feb 22, 2024 to Jul 19, 2024
Signals
1 dated events
- T•••••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Feb 22, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• C•••••• A•••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•••••• C•••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- trinitycap.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 480-374-5350reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026