DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

T•• C•••••• A•••••••• L••

Asset manager (funds and pooled vehicles)Overland Park, KansasCRD 326208SEC 801-128032website IAPD

Latest filing Apr 29, 2026

First filing on the tape Apr 24, 2023 · 8 filings

SEC status approved since May 24, 2023

RAUM

$244M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$244M as of Apr 29, 2026

Mar 27, 2024$140M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 29, 2026

Mar 27, 20240 then

Employees (5.A)19 as of Apr 29, 2026

Mar 27, 202419 then

Private funds1 as of Apr 29, 2026

Mar 27, 20241 then

RAUM +11% over the last fiscal yearIARs 0 to 0offices 0 to 1

Practice profile

derived from the filing of Apr 29, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $81.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +11%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $244M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$244M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $244M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O••••••• C•••••• P•••••••• L•••	Private Equity Fund	$140M	4	Sep 20, 2023

Owners and control persons

Schedule A and B, latest filing

H••••••• T••••• J••• · Chief Financial Officercontrol
since 03/2023 · owns less than 5%
S•• T•• M••• N•• · Chief Compliance Officer, General Counselcontrol
since 03/2023 · owns less than 5%
V••••••••• G••••••• N•• · Chief Executive Officercontrol
since 03/2023 · owns less than 5%

Entity owners

T•• E•••••• I••• · Sole Member
direct · owns 75% or more
I•••••• I••••••••• I••• · Shareholder
indirect · owns 75% or more of T•• E•••••• I•••
I••••• C••••••••• · Shareholder
indirect · owns 75% or more of I•••••• I••••••••• I•••

Related persons

Schedule D 7.A

O••••••• C•••••• P••••••• •••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $245M to $244M
Mar 31, 2026 to Apr 29, 2026
Discretionary RAUM · $245M to $244M
Mar 31, 2026 to Apr 29, 2026
Pooled vehicle RAUM · $245M to $244M
Mar 31, 2026 to Apr 29, 2026
RAUM · $245M to $244M
Mar 31, 2026 to Apr 29, 2026
Employees · 20 to 19
Mar 27, 2025 to Mar 31, 2026
Assets in custody · $220M to $245M
Mar 27, 2025 to Mar 31, 2026
Other offices · 0 to 1
Mar 27, 2025 to Mar 31, 2026
Discretionary RAUM · $220M to $245M
Mar 27, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $220M to $245M
Mar 27, 2025 to Mar 31, 2026
RAUM · $220M to $245M
Mar 27, 2025 to Mar 31, 2026
Accounts · 2 to 3
Sep 18, 2024 to Mar 27, 2025
Pooled vehicle clients · 2 to 3
Sep 18, 2024 to Mar 27, 2025
Assets in custody · $140M to $220M
Sep 18, 2024 to Mar 27, 2025
Employees · 19 to 20
Sep 18, 2024 to Mar 27, 2025
Financial planning clients · unset to
Sep 18, 2024 to Mar 27, 2025
Discretionary RAUM · $140M to $220M
Sep 18, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $140M to $220M
Sep 18, 2024 to Mar 27, 2025
RAUM · $140M to $220M
Sep 18, 2024 to Mar 27, 2025
Advisory employees · 0 to 9
Sep 20, 2023 to Mar 27, 2024
Pooled vehicle clients · 5 to 2
Sep 20, 2023 to Mar 27, 2024
Employees · 0 to 19
Sep 20, 2023 to Mar 27, 2024
Accounts · unset to 2.0
Apr 24, 2023 to Sep 20, 2023
Pooled vehicle clients · unset to 5.0
Apr 24, 2023 to Sep 20, 2023
Assets in custody · unset to 140000000.0
Apr 24, 2023 to Sep 20, 2023
Custody of client assets · false to true
Apr 24, 2023 to Sep 20, 2023
Private funds · unset to 1
Apr 24, 2023 to Sep 20, 2023
Discretionary RAUM · unset to 140000000.0
Apr 24, 2023 to Sep 20, 2023
Non-discretionary RAUM · unset to 0.0
Apr 24, 2023 to Sep 20, 2023
Pooled vehicle RAUM · unset to 140000000.0
Apr 24, 2023 to Sep 20, 2023
RAUM · unset to 140000000.0
Apr 24, 2023 to Sep 20, 2023

Signals

1 dated events

T•• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Apr 24, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

T•• C•••••• A•••••••• L•• · Independent Sponsors
shared crd · capital_provider
T•• C•••••• A•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: o•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 9135745800reportedpublic record, Form ADV, Apr 29, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026