DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• A•••• M•••••••••
Legal name B••••• A•••• M••••••••• L•
Latest filing Mar 26, 2026
First filing on the tape May 16, 2023 · 7 filings
SEC status approved since Jun 15, 2023
RAUM
$446M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$446M as of Mar 26, 2026
Mar 21, 2024$276M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 21, 20240 then
Employees (5.A)7 as of Mar 26, 2026
Mar 21, 20247 then
Private funds2 as of Mar 26, 2026
Mar 21, 20241 then
RAUM +26% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $112MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $446M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$446M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $446M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• C••••• O••••••••• M••••• F••• L• | Hedge Fund | $276M | 24 | Aug 25, 2023 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• M••••••• S•••• · Chief Executive Officer And Limited Partnercontrolsince 02/2023 · owns 25% to 50%
- N••••• J•••••• S•••• · Chief Executive Officer And Limited Partnercontrolsince 02/2023 · owns 25% to 50%
- S••••••• A•••••• M••• · Chief Compliance Officer And Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- G••••••••• M••••••• S•••• · Managing Membercontrolsince 02/2023 · owns 25% to 50% of B••••• A•••• M••••••••• G• L••
- N••••• J•••••• S•••• · Managing Membercontrolsince 02/2023 · owns 25% to 50% of B••••• A•••• M••••••••• G• L••
Entity owners
- B••••• A•••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B••••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boca Raton, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 3 to 4Mar 20, 2025 to Mar 26, 2026
- Pooled vehicle clients · 3 to 4Mar 20, 2025 to Mar 26, 2026
- Assets in custody · $355M to $446MMar 20, 2025 to Mar 26, 2026
- Private funds · 1 to 2Mar 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $355M to $446MMar 20, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $355M to $446MMar 20, 2025 to Mar 26, 2026
- RAUM · $355M to $446MMar 20, 2025 to Mar 26, 2026
- Assets in custody · $276M to $355MMar 21, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 20, 2025
- Discretionary RAUM · $276M to $355MMar 21, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $276M to $355MMar 21, 2024 to Mar 20, 2025
- RAUM · $276M to $355MMar 21, 2024 to Mar 20, 2025
- Advisory employees · 4 to 5Jan 29, 2024 to Mar 21, 2024
- Assets in custody · $0 to $276MJan 29, 2024 to Mar 21, 2024
- Employees · 6 to 7Jan 29, 2024 to Mar 21, 2024
- Other offices · 0 to 1Jan 29, 2024 to Mar 21, 2024
- Discretionary RAUM · $243M to $276MJan 29, 2024 to Mar 21, 2024
- Pooled vehicle RAUM · $243M to $276MJan 29, 2024 to Mar 21, 2024
- RAUM · $243M to $276MJan 29, 2024 to Mar 21, 2024
- Accounts · unset to 3.0Jul 20, 2023 to Aug 25, 2023
- Advisory employees · 5 to 4Jul 20, 2023 to Aug 25, 2023
- Pooled vehicle clients · unset to 3.0Jul 20, 2023 to Aug 25, 2023
- Assets in custody · unset to 0.0Jul 20, 2023 to Aug 25, 2023
- Custody of client assets · false to trueJul 20, 2023 to Aug 25, 2023
- Employees · 7 to 6Jul 20, 2023 to Aug 25, 2023
- Private funds · unset to 1Jul 20, 2023 to Aug 25, 2023
- Discretionary RAUM · unset to 243272307.0Jul 20, 2023 to Aug 25, 2023
- Non-discretionary RAUM · unset to 0.0Jul 20, 2023 to Aug 25, 2023
- Pooled vehicle RAUM · unset to 243272307.0Jul 20, 2023 to Aug 25, 2023
- RAUM · unset to 243272307.0Jul 20, 2023 to Aug 25, 2023
- HQ city · RYE to PURCHASEMay 16, 2023 to Jul 20, 2023
Signals
1 dated events
- B••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)May 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- braccoam.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 989-4040reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026