DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E•••••••• A••••••• L••

Former SEC-registered adviserMiami, FloridaCRD 326565SEC 801-128170websiteIAPD
Latest filing May 2, 2024
First filing on the tape May 17, 2023 · 8 filings
SEC status approved since Jul 12, 2023
RAUM
$103M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$103M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$103M as of May 2, 2024
May 17, 2023$0 then
HNW client RAUM$103M as of May 2, 2024
May 17, 2023$0 then
State-registered IARs (5.B.3)1 as of May 2, 2024
May 17, 20231 then
Employees (5.A)2 as of May 2, 2024
May 17, 20233 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 2, 2024; every figure names its basis
RAUM per advisor
$103MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
7derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$14.7MderivedHNW RAUM over HNW clients
Average account
$14.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$103M100%
Individual clients
0reported
HNW clients
7reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • V••••••• A••• G••••••• · Co-Owner And Chief Executive Officercontrol
    since 04/2023 · owns 25% to 50%
  • V••••••• A••••••• · Co-Ownercontrol
    since 04/2023 · owns 25% to 50%
  • V••••••• D•••••• J••• · Co-Ownercontrol
    since 04/2023 · owns 25% to 50%
  • V••••••• E•••••• · Co-Owner And Chief Compliance Officercontrol
    since 04/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
  • E•••••••• M••••••••• L••
    pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Miami, Fl · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory activities · 2 to 3
    Nov 30, 2023 to Mar 22, 2024
  • HNW RAUM · $102M to $103M
    Nov 30, 2023 to Mar 22, 2024
  • Non-discretionary RAUM · $102M to $103M
    Nov 30, 2023 to Mar 22, 2024
  • RAUM · $102M to $103M
    Nov 30, 2023 to Mar 22, 2024
  • Accounts · 0 to 7
    Sep 1, 2023 to Nov 25, 2023
  • Advisory employees · 1 to 2
    Sep 1, 2023 to Nov 25, 2023
  • HNW clients · 0 to 7
    Sep 1, 2023 to Nov 25, 2023
  • Employees · 3 to 2
    Sep 1, 2023 to Nov 25, 2023
  • HNW RAUM · $0 to $102M
    Sep 1, 2023 to Nov 25, 2023
  • Non-discretionary RAUM · $0 to $102M
    Sep 1, 2023 to Nov 25, 2023
  • RAUM · $0 to $102M
    Sep 1, 2023 to Nov 25, 2023
  • Organization form · Limited Liability Partnership to Limited Liability Company
    May 17, 2023 to Jul 10, 2023
Signals
3 dated events
  • E•••••••• A••••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $102.6M)
    May 2, 2025 · Left the SEC roster · derived
  • E•••••• V•••••• left E•••••••• A••••••• L•• for T••••• C•••••• P••••••• (registered 2025-03-07)
    Mar 7, 2025 · Advisor changed firm · fact
  • E•••••••• A••••••• L•• filed its initial SEC registration (Form ADV)
    May 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026