DFX Intelligence

RIA Intelligence

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SEC-registered adviser

5•• F••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 326720SEC 801-129893website IAPD

Legal name 5•• H•••••••• L••

Latest filing Apr 30, 2026

First filing on the tape May 15, 2023 · 9 filings

SEC status approved since Apr 12, 2024

RAUM

$1.7B

reported, Item 5.F

Discretionary

87%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

11 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$1.7B as of Apr 30, 2026

Apr 22, 2025$103M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 30, 2026

Apr 22, 20250 then

Employees (5.A)17 as of Apr 30, 2026

Apr 22, 202516 then

Private funds19 as of Apr 30, 2026

Apr 22, 20252 then

RAUM +1509% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Apr 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $69.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 87%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +1509%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $1.4B, 21 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.7B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 24reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $1.4B for 21 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
1•• D•• O••••••••• F•••• L•	Private Equity Fund	$25.5M	5	Mar 13, 2024
1•• D•• O••••••••• F•••••• L•	Private Equity Fund	$3.0M	5	Mar 13, 2024

Owners and control persons

Schedule A and B, latest filing

D•••••••• M••••••• J••• · Partner / Managing Membercontrol
since 05/2023 · owns 10% to 25%
M••••••• J•••••• J• · Cfo, Cco, And Managing Membercontrol
since 05/2023 · owns less than 5%
T••••••• D•••••• M•••••• · Cio, Ceocontrol
since 05/2023 · owns less than 5%
V••••••• E•••• N••••• · President / Managing Membercontrol
since 05/2023 · owns 5% to 10%
T••••••• D•••••• M•••••• · Managing Membercontrol
since 05/2023 · owns 75% or more of D••• C•••••• H•••••••• L••

Entity owners

D••• C•••••• H•••••••• L•• · Managing Member
direct · owns 50% to 75%

Related persons

Schedule D 7.A

5•• F••••
investment advisernRAUM $1.4B

Offices

Schedule D 1.F, the 25 largest

Greenwich, CT

ADV anomalies

2 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Apr 30, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 19.0 (+850.0%) between the annual amendments of 2025-04-22 and 2026-04-30; the peer median change was 0.0% (1022 comparable advisers, 100.0th percentile of changes)
peers: asset managers, $1B to $5B (1,022) · 100% percentile
RAUM up 50 %Change between filings · filing Apr 30, 2026
RAUM (Item 5.F) moved from $103,152,349 to $1,659,746,676 (+1509.0%) between the annual amendments of 2025-04-22 and 2026-04-30; the peer median change was +11.0% (1368 comparable advisers, 100.0th percentile of changes)
peers: asset managers, $1B to $5B (1,368) · 100% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Assets in custody · $1.5B to $1.4B
Mar 31, 2026 to Apr 30, 2026
Discretionary RAUM · $1.5B to $1.4B
Mar 31, 2026 to Apr 30, 2026
Pooled vehicle RAUM · $1.7B to $1.7B
Mar 31, 2026 to Apr 30, 2026
RAUM · $1.7B to $1.7B
Mar 31, 2026 to Apr 30, 2026
Accounts · 2 to 24
Dec 1, 2025 to Mar 31, 2026
Advisory employees · 12 to 11
Dec 1, 2025 to Mar 31, 2026
Pooled vehicle clients · 2 to 24
Dec 1, 2025 to Mar 31, 2026
Assets in custody · $103M to $1.5B
Dec 1, 2025 to Mar 31, 2026
Employees · 16 to 17
Dec 1, 2025 to Mar 31, 2026
Private funds · 2 to 19
Dec 1, 2025 to Mar 31, 2026
Discretionary RAUM · $103M to $1.5B
Dec 1, 2025 to Mar 31, 2026
Non-discretionary RAUM · $0 to $211M
Dec 1, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $103M to $1.7B
Dec 1, 2025 to Mar 31, 2026
RAUM · $103M to $1.7B
Dec 1, 2025 to Mar 31, 2026
Pooled vehicle clients · unset to 2.0
Aug 29, 2025 to Dec 1, 2025
Pooled vehicle RAUM · unset to 103152349.0
Aug 29, 2025 to Dec 1, 2025
Business name · 1• R••••••••• P••••••• L•• to 5•• F••••
Apr 22, 2025 to Aug 29, 2025
Legal name · 1• R••••••••• P••••••• L•• to 5•• H•••••••• L••
Apr 22, 2025 to Aug 29, 2025
Advisory employees · 10 to 12
Mar 13, 2024 to Apr 22, 2025
Assets in custody · $28.5M to $103M
Mar 13, 2024 to Apr 22, 2025
Financial planning clients · unset to
Mar 13, 2024 to Apr 22, 2025
Discretionary RAUM · $28.5M to $103M
Mar 13, 2024 to Apr 22, 2025
RAUM · $28.5M to $103M
Mar 13, 2024 to Apr 22, 2025
Accounts · unset to 2.0
Jan 11, 2024 to Mar 13, 2024
Advisory employees · 9 to 10
Jan 11, 2024 to Mar 13, 2024
Assets in custody · $0 to $28.5M
Jan 11, 2024 to Mar 13, 2024
Custody of client assets · false to true
Jan 11, 2024 to Mar 13, 2024
Employees · 12 to 16
Jan 11, 2024 to Mar 13, 2024
HQ city · GREENWICH to NEW YORK
Jan 11, 2024 to Mar 13, 2024
HQ state · CT to NY
Jan 11, 2024 to Mar 13, 2024
Other offices · 0 to 1
Jan 11, 2024 to Mar 13, 2024
Private funds · unset to 2
Jan 11, 2024 to Mar 13, 2024
Discretionary RAUM · unset to 28516380.0
Jan 11, 2024 to Mar 13, 2024
Non-discretionary RAUM · unset to 0.0
Jan 11, 2024 to Mar 13, 2024
RAUM · unset to 28516380.0
Jan 11, 2024 to Mar 13, 2024

Signals

3 dated events

5•• F•••• reported RAUM $1.7B, up 1516% from $103.2M (2025-12-01 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Eldad Alan Howard (Partner) no longer on Schedule A of 5•• F•••• (listed 2023-10-13, absent 2024-01-11)
Jan 11, 2024 · Control person left · inference
1• R••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)
May 15, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

5•• F•••• · Independent Sponsors
shared crd · capital_provider
1• R••••••••• P••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/50treportedpublic record, Form ADV, Sep 21, 2026
Website: 5•••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (917)648-5689reportedpublic record, Form ADV, Apr 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026