DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

Z•• P•••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 326727SEC 801-128111websiteIAPD
Latest filing Sep 16, 2026
First filing on the tape May 5, 2023 · 6 filings
SEC status approved since Jun 2, 2023
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2026
Mar 18, 2024$728M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 18, 20240 then
Employees (5.A)4 as of Mar 31, 2026
Mar 18, 20245 then
Private funds8 as of Mar 31, 2026
Mar 18, 20247 then
RAUM +24% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$177MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$779M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$779M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      7 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • F•••• J•••• M•••••• · Chief Compliance Officer, Chief Financial Officercontrol
        since 05/2023 · owns less than 5%
      • S•••••• N•••••••• J• · Co-Founder And Managing Membercontrol
        since 02/2020 · owns 50% to 75%
      • Z••••• L•••• · Co-Founder And Managing Membercontrol
        since 02/2020 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY2 employees
      What changed
      consecutive filings, newest first
      • Financial planning clients · to unset
        Mar 31, 2026 to Sep 16, 2026
      • Private funds · 8 to unset
        Mar 31, 2026 to Sep 16, 2026
      • Succession · false to unset
        Mar 31, 2026 to Sep 16, 2026
      • Accounts · 7 to 8
        Mar 6, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 7 to 8
        Mar 6, 2025 to Mar 31, 2026
      • Assets in custody · $0 to $779M
        Mar 6, 2025 to Mar 31, 2026
      • Private funds · 7 to 8
        Mar 6, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.1B to $1.4B
        Mar 6, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $1.1B to $1.4B
        Mar 6, 2025 to Mar 31, 2026
      • RAUM · $1.1B to $1.4B
        Mar 6, 2025 to Mar 31, 2026
      • Advisory employees · 5 to 4
        May 31, 2024 to Mar 6, 2025
      • Employees · 5 to 4
        May 31, 2024 to Mar 6, 2025
      • Financial planning clients · unset to
        May 31, 2024 to Mar 6, 2025
      • HQ city · unset to NEW YORK
        May 31, 2024 to Mar 6, 2025
      • HQ state · unset to NY
        May 31, 2024 to Mar 6, 2025
      • Other offices · 1 to 0
        May 31, 2024 to Mar 6, 2025
      • Discretionary RAUM · $728M to $1.1B
        May 31, 2024 to Mar 6, 2025
      • Pooled vehicle RAUM · $728M to $1.1B
        May 31, 2024 to Mar 6, 2025
      • RAUM · $728M to $1.1B
        May 31, 2024 to Mar 6, 2025
      • Accounts · 5 to 7
        May 5, 2023 to Mar 18, 2024
      • Advisory employees · 4 to 5
        May 5, 2023 to Mar 18, 2024
      • Pooled vehicle clients · 5 to 7
        May 5, 2023 to Mar 18, 2024
      • Employees · 4 to 5
        May 5, 2023 to Mar 18, 2024
      • Other offices · 0 to 1
        May 5, 2023 to Mar 18, 2024
      • Private funds · 5 to 7
        May 5, 2023 to Mar 18, 2024
      • Discretionary RAUM · $254M to $728M
        May 5, 2023 to Mar 18, 2024
      • Pooled vehicle RAUM · $254M to $728M
        May 5, 2023 to Mar 18, 2024
      • RAUM · $254M to $728M
        May 5, 2023 to Mar 18, 2024
      Signals
      3 dated events
      • Z•• P•••••••• L•• reported RAUM $1.1B, up 57% from $728.0M (2024-05-31 to 2025-03-06)
        Mar 6, 2025 · RAUM change · derived
      • Z•• P•••••••• L•• reported RAUM $728.0M, up 187% from $253.5M (2023-05-05 to 2024-03-18)
        Mar 18, 2024 · RAUM change · derived
      • Z•• P•••••••• L•• filed its initial SEC registration (Form ADV)
        May 5, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/zbs-capitalreportedpublic record, Form ADV, Sep 19, 2026
      Website
      z•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      651-503-7768reportedpublic record, Form ADV, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026