DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• I• I••••••••• P••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Mar 31, 2024 · 7 filings
SEC status approved since May 7, 2024
RAUM
$163M
reported, Item 5.F
Discretionary
48%
of RAUM
Private clients
1.8%
$2.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$163M as of Mar 27, 2026
Mar 31, 2025$166M then
HNW client RAUM$2.9M as of Mar 27, 2026
Mar 31, 2025$3.4M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20250 then
Employees (5.A)5 as of Mar 27, 2026
Mar 31, 20254 then
Private funds1 as of Mar 27, 2026
Mar 31, 20251 then
RAUM -1.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $293,258derivedHNW RAUM over HNW clients
- Average account
- $9.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 48%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $69.8M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$78.3M96%
- High-net-worth individuals$2.9M3.6%
- Individual clients
- n/areported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $69.8M for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.48 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• I• O••••••••• F••• L• | Private Equity Fund | $69.2M | 23 | May 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• A••• · Limited Partnercontrolsince 04/2022 · owns 25% to 50%
- D••••••••• P••••••• L•• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- S••••••••• M••••••• R•••• · Limited Partnercontrolsince 04/2022 · owns 25% to 50%
- D••••••• A••• · Managing Membercontrolsince 04/2022 · owns 50% to 75% of C•••••• I• M••••••••• G• L••
- S••••••••• M••••••• R•••• · Managing Membercontrolsince 04/2022 · owns 50% to 75% of C•••••• I• M••••••••• G• L••
Entity owners
- C•••••• I• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••••• I• I••••••••• P••••••• G• L••pooled vehicle sponsorn
- C•••••• I• P••••••• L••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $166M to $69.8MOct 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $74.1M to $78.3MOct 30, 2025 to Mar 27, 2026
- HNW RAUM · $3.4M to $2.9MOct 30, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $91.5M to $85.2MOct 30, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $74.1M to $78.3MOct 30, 2025 to Mar 27, 2026
- RAUM · $166M to $163MOct 30, 2025 to Mar 27, 2026
- Advisory employees · 4 to 5May 16, 2025 to Oct 30, 2025
- Assets in custody · unset to 165589645.0May 16, 2025 to Oct 30, 2025
- Custody of client assets · false to trueMay 16, 2025 to Oct 30, 2025
- Employees · 4 to 5May 16, 2025 to Oct 30, 2025
- Financial planning clients · 0 to 0May 16, 2025 to Oct 30, 2025
- Accounts · 25 to 18May 30, 2024 to Mar 31, 2025
- HNW clients · 17 to 10May 30, 2024 to Mar 31, 2025
- HQ city · unset to May 30, 2024 to Mar 31, 2025
- HQ state · unset to May 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $143M to $74.1MMay 30, 2024 to Mar 31, 2025
- HNW RAUM · $11.8M to $3.4MMay 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $51.5M to $91.5MMay 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $69.2M to $74.1MMay 30, 2024 to Mar 31, 2025
- RAUM · $194M to $166MMay 30, 2024 to Mar 31, 2025
- HQ city · PARADISE VALLEY to unsetMar 31, 2024 to May 6, 2024
- HQ state · AZ to unsetMar 31, 2024 to May 6, 2024
- Private funds · 2 to 1Mar 31, 2024 to May 6, 2024
Signals
2 dated events
- Lee P•••••• D•••••••• (Chief Compliance Officer) appeared on Schedule A of C•••••• I• I••••••••• P••••••• L•May 30, 2024 · Control person joined · fact
- C•••••• I• I••••••••• P••••••• L• filed its initial SEC registration (Form ADV)Mar 31, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• I• I••••••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capital-ip-investment-partners-llc/aboureportedpublic record, Form ADV, Sep 19, 2026
- Website
- c••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-287-8753reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026