DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••• B••••• C••••••
Legal name A••••• B••••• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jun 11, 2024 · 3 filings
SEC status approved since Jul 10, 2024
RAUM
$117M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$117M as of Mar 31, 2026
Mar 26, 2025$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20250 then
Employees (5.A)2 as of Mar 31, 2026
Mar 26, 20253 then
Private funds1 as of Mar 31, 2026
Mar 26, 20251 then
RAUM +12% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $58.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$117M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• E••••• L••• O••• L• | Hedge Fund | $105M | 5 | Jun 11, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• A•••••• D•••••• · Managing Director & Chief Compliance Officercontrolsince 02/2023 · owns 75% or more
- D••••••• A•••••• D•••••• · Managing Membercontrolsince 02/2023 · owns 75% or more of A••••• B••••• C•••••• M••••••••• G• L••
Entity owners
- A••••• B••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••••• B••••• C•••••• M••••••••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-26, no on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 26, 2025 to Mar 31, 2026
- Assets in custody · 104500000.0 to unsetMar 26, 2025 to Mar 31, 2026
- Custody of client assets · true to falseMar 26, 2025 to Mar 31, 2026
- Employees · 3 to 2Mar 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $105M to $117MMar 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $105M to $117MMar 26, 2025 to Mar 31, 2026
- RAUM · $105M to $117MMar 26, 2025 to Mar 31, 2026
- Assets in custody · $105M to $105MJun 11, 2024 to Mar 26, 2025
- Financial planning clients · unset to Jun 11, 2024 to Mar 26, 2025
- HQ city · NAPLES to Jun 11, 2024 to Mar 26, 2025
- HQ state · FL to Jun 11, 2024 to Mar 26, 2025
- Legal name · A••••• B••••• C•••••• LP to A••••• B••••• C•••••• M••••••••• L•Jun 11, 2024 to Mar 26, 2025
- Discretionary RAUM · $105M to $105MJun 11, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $105M to $105MJun 11, 2024 to Mar 26, 2025
- RAUM · $105M to $105MJun 11, 2024 to Mar 26, 2025
Signals
1 dated events
- A••••• B••••• C•••••• filed its initial SEC registration (Form ADV)Jun 11, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- albertbridgecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 239-216-0599reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026