DFX Intelligence
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SEC-registered adviser
M•• P•••• F•••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 7, 2023 · 8 filings
SEC status approved since Aug 23, 2023
RAUM
$3.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$3.0M as of Mar 25, 2026
Mar 25, 2024$7.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 25, 20240 then
Employees (5.A)2 as of Mar 25, 2026
Mar 25, 20243 then
Private funds: no history
RAUM -63% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -63%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• B•••••••• D•••• · Managing Membercontrolsince 04/2023 · owns 75% or more
- M•••••••• J•••• T••••• · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
Related persons
Schedule D 7.A
- M•• C••••••pooled vehicle sponsorn
- M•• E•• F••• I•pooled vehicle sponsorn
- M•• N•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 2Dec 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $8.2M to $3.0MDec 19, 2025 to Mar 25, 2026
- RAUM · $8.2M to $3.0MDec 19, 2025 to Mar 25, 2026
- Employees · 3 to 2Mar 25, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 24, 2025
- Discretionary RAUM · $7.4M to $8.2MMar 25, 2024 to Mar 24, 2025
- RAUM · $7.4M to $8.2MMar 25, 2024 to Mar 24, 2025
- Accounts · unset to 1.0Aug 22, 2023 to Jan 5, 2024
- Advisory employees · 1 to 2Aug 22, 2023 to Jan 5, 2024
- Employees · 1 to 3Aug 22, 2023 to Jan 5, 2024
- HQ city · GRAND CAYMAN to NEW YORKAug 22, 2023 to Jan 5, 2024
- HQ state · unset to NYAug 22, 2023 to Jan 5, 2024
- Discretionary RAUM · unset to 7400000.0Aug 22, 2023 to Jan 5, 2024
- Non-discretionary RAUM · unset to 0.0Aug 22, 2023 to Jan 5, 2024
- RAUM · unset to 7400000.0Aug 22, 2023 to Jan 5, 2024
Signals
2 dated events
- Thomas John Mcdevitt (Chief Compliance Officer) appeared on Schedule A of M•• P•••• F•••• L••Jan 5, 2024 · Control person joined · fact
- M•• P•••• F•••• L•• filed its initial SEC registration (Form ADV)Jun 7, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/core-values-alphareportedpublic record, Form ADV, Sep 21, 2026
- Website
- c•••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 855-316-3778reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026