DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G••• S•••••• C••••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 326803SEC 801-128188websiteIAPD
Legal name G••• S•••••• C•••••• L•
Latest filing Mar 26, 2026
First filing on the tape May 18, 2023 · 9 filings
SEC status approved since Jun 23, 2023
RAUM
$678M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$678M as of Mar 26, 2026
Mar 13, 2024$559M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 13, 20240 then
Employees (5.A)8 as of Mar 26, 2026
Mar 13, 20247 then
Private funds4 as of Mar 26, 2026
Mar 13, 20242 then
RAUM +11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$169MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$678M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$678M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$678M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      3 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• R••••••• A•••••• · Chief Compliance Officer, Chief Financial Officercontrol
        since 05/2023 · owns less than 5%
      • T•••••••• Y•••••• Z••• · Managing Partnercontrol
        since 04/2023 · owns 25% to 50%
      • V•• G•••••• D••••• G••••• · Managing Partnercontrol
        since 04/2023 · owns 25% to 50%
      • T•••••••• Y•••••• Z••• · Managing Membercontrol
        since 05/2023 · owns 50% to 75% of G••• S•••••• C•••••• G•••••• P•••••• L••
      • V•• G•••••• D••••• G••••• · Managing Membercontrol
        since 05/2023 · owns 50% to 75% of G••• S•••••• C•••••• G•••••• P•••••• L••
      Entity owners
      • G••• S•••••• C•••••• G•••••• P•••••• L•• · G•••••• Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • G••• S•••••• C•••••• G• I• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Mar 26, 2026
        custody of client assets (Item 9.A): no on the filing of 2025-04-28, yes on the filing of 2026-03-26
        peers: asset managers, $500M to $1B (784)
      What changed
      consecutive filings, newest first
      • Assets in custody · unset to 677865615.0
        Apr 28, 2025 to Mar 26, 2026
      • Custody of client assets · false to true
        Apr 28, 2025 to Mar 26, 2026
      • Employees · 7 to 8
        Apr 28, 2025 to Mar 26, 2026
      • Discretionary RAUM · $611M to $678M
        Apr 28, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $611M to $678M
        Apr 28, 2025 to Mar 26, 2026
      • RAUM · $611M to $678M
        Apr 28, 2025 to Mar 26, 2026
      • Accounts · 3 to 4
        Sep 13, 2024 to Apr 28, 2025
      • Pooled vehicle clients · 3 to 4
        Sep 13, 2024 to Apr 28, 2025
      • Financial planning clients · unset to
        Sep 13, 2024 to Apr 28, 2025
      • Private funds · 3 to 4
        Sep 13, 2024 to Apr 28, 2025
      • Discretionary RAUM · $592M to $611M
        Sep 13, 2024 to Apr 28, 2025
      • Pooled vehicle RAUM · $592M to $611M
        Sep 13, 2024 to Apr 28, 2025
      • RAUM · $592M to $611M
        Sep 13, 2024 to Apr 28, 2025
      • Accounts · 2 to 3
        May 6, 2024 to Sep 13, 2024
      • Pooled vehicle clients · 2 to 3
        May 6, 2024 to Sep 13, 2024
      • Private funds · 2 to 3
        May 6, 2024 to Sep 13, 2024
      • Discretionary RAUM · $559M to $592M
        May 6, 2024 to Sep 13, 2024
      • Pooled vehicle RAUM · $559M to $592M
        May 6, 2024 to Sep 13, 2024
      • RAUM · $559M to $592M
        May 6, 2024 to Sep 13, 2024
      • Accounts · 1 to 2
        Oct 20, 2023 to Mar 13, 2024
      • Pooled vehicle clients · 1 to 2
        Oct 20, 2023 to Mar 13, 2024
      • Private funds · 1 to 2
        Oct 20, 2023 to Mar 13, 2024
      • Discretionary RAUM · $505M to $559M
        Oct 20, 2023 to Mar 13, 2024
      • Pooled vehicle RAUM · $505M to $559M
        Oct 20, 2023 to Mar 13, 2024
      • RAUM · $505M to $559M
        Oct 20, 2023 to Mar 13, 2024
      • Accounts · unset to 1.0
        Jun 7, 2023 to Oct 20, 2023
      • Advisory employees · 4 to 6
        Jun 7, 2023 to Oct 20, 2023
      • Charity clients · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • Corporate clients · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • HNW clients · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • Individual clients · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • Pension plan clients · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • Pooled vehicle clients · 0 to 1
        Jun 7, 2023 to Oct 20, 2023
      • Employees · 6 to 7
        Jun 7, 2023 to Oct 20, 2023
      • Financial planning clients · 0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • Discretionary RAUM · unset to 505000000.0
        Jun 7, 2023 to Oct 20, 2023
      • HNW RAUM · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • Individual RAUM · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      • Non-discretionary RAUM · unset to 0.0
        Jun 7, 2023 to Oct 20, 2023
      • Pension RAUM · 0.0 to unset
        Jun 7, 2023 to Oct 20, 2023
      Signals
      1 dated events
      • G••• S•••••• C•••••• filed its initial SEC registration (Form ADV)
        May 18, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/good-springs-capital/aboutreportedpublic record, Form ADV, Sep 19, 2026
      Website
      g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      646-989-4050reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026