DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••
Legal name C••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape May 9, 2023 · 5 filings
SEC status approved since Mar 4, 2025
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.4B as of Mar 30, 2026
Jan 31, 2025$547M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jan 31, 20250 then
Employees (5.A)14 as of Mar 30, 2026
Jan 31, 202514 then
Private funds7 as of Mar 30, 2026
Jan 31, 20255 then
RAUM +149% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $136MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +149%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• F••• I• L• | Private Equity Fund | $71.8M | 35 | Oct 6, 2023 |
| C••••••• C•••• C•••••••• L• | Private Equity Fund | $38.0M | 27 | Oct 6, 2023 |
| C••••••• F••• I•• L• | Private Equity Fund | $11.2M | 6 | Oct 6, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• D•••••• J•••• · Chief Compliance Officer, Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- H••••• T••••••• K••••••• · Founder, Managing Partnercontrolsince 03/2022 · owns less than 5%
- H•••••• L••••• B•••••• · Co-Founder, President, Chief Operating Officercontrolsince 03/2022 · owns less than 5%
- H••••• T••••••• K••••••• · Membercontrolsince 03/2022 · owns 75% or more of C••••••• U••••••• G•• L••
- H••••• T••••••• K••••••• · Limited Partnercontrolsince 03/2022 · owns 75% or more of C••••••• H•••••• L•
Entity owners
- C••••••• H•••••• L• · Sole Memberdirect · owns 75% or more
- C••••••• U••••••• G•• L•• · General Partnerindirect · owns F of C••••••• H•••••• L•
Related persons
Schedule D 7.A
- C••••••• G• I• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $547,052,589 to $1,359,925,253 (+149.0%) between the annual amendments of 2025-01-31 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 97.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 10Jun 5, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 10Jun 5, 2025 to Mar 30, 2026
- Private funds · 5 to 7Jun 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $596M to $1.4BJun 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $596M to $1.4BJun 5, 2025 to Mar 30, 2026
- RAUM · $596M to $1.4BJun 5, 2025 to Mar 30, 2026
- Financial planning clients · unset to Jan 31, 2025 to Jun 5, 2025
- Discretionary RAUM · $547M to $596MJan 31, 2025 to Jun 5, 2025
- Pooled vehicle RAUM · $547M to $596MJan 31, 2025 to Jun 5, 2025
- RAUM · $547M to $596MJan 31, 2025 to Jun 5, 2025
- Accounts · unset to 6.0May 9, 2023 to Jan 31, 2025
- Pooled vehicle clients · unset to 5.0May 9, 2023 to Jan 31, 2025
- Assets in custody · unset to 0.0May 9, 2023 to Jan 31, 2025
- Custody of client assets · false to trueMay 9, 2023 to Jan 31, 2025
- Other offices · 0 to 1May 9, 2023 to Jan 31, 2025
- Private funds · unset to 5May 9, 2023 to Jan 31, 2025
- Discretionary RAUM · unset to 547052589.0May 9, 2023 to Jan 31, 2025
- Non-discretionary RAUM · unset to 0.0May 9, 2023 to Jan 31, 2025
- Pooled vehicle RAUM · unset to 547052589.0May 9, 2023 to Jan 31, 2025
- RAUM · unset to 547052589.0May 9, 2023 to Jan 31, 2025
- Business name · C••••••• C•••••• M••••••••• L•• to C•••••••May 9, 2023 to May 9, 2023
Signals
4 dated events
- Citation reported RAUM $1.4B, up 128% from $595.9M (2025-06-05 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 9, 2023 · First SEC registration · fact
- Patrick Dan Baginski (Chief Compliance Officer, Chief Financial Officer) no longer on Schedule A of Citation (listed 2023-05-09, absent 2023-05-09)May 9, 2023 · Control person left · inference
- James Daniel Baginski (Chief Compliance Officer, Chief Financial Officer) appeared on Schedule A of CitationMay 9, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/citationcapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- citation.capitalreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 469-607-0253reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026