DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Former SEC-registered adviser
T••••••
Legal name S••••• T••••••••• I•••
Latest filing Feb 16, 2026
First filing on the tape Apr 19, 2024 · 5 filings
SEC status approved since May 21, 2024
RAUM
$190,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$120,000 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$190,000 as of Feb 16, 2026
Mar 25, 2025$330,000 then
HNW client RAUM$0 as of Feb 16, 2026
Mar 25, 2025$0 then
State-registered IARs (5.B.3)0 as of Feb 16, 2026
Mar 25, 20250 then
Employees (5.A)3 as of Feb 16, 2026
Mar 25, 20254 then
Private funds: no history
RAUM -42% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10,556derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -20%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$120,00063%
- Corporations and businesses$70,00037%
- Individual clients
- 16reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• C•••••• J••• · Chief Executive Officercontrolsince 05/2022 · owns 50% to 75%
- F••••••• M••••••• J•••• · Chief Operations Officer, Chief Financial Officer And Chief Compliance Officercontrolsince 05/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 22 to 18Mar 25, 2025 to Feb 16, 2026
- Advisory activities · 3 to 2Mar 25, 2025 to Feb 16, 2026
- Individual clients · 20 to 16Mar 25, 2025 to Feb 16, 2026
- Employees · 4 to 3Mar 25, 2025 to Feb 16, 2026
- Discretionary RAUM · $330,000 to $190,000Mar 25, 2025 to Feb 16, 2026
- Individual RAUM · $220,000 to $120,000Mar 25, 2025 to Feb 16, 2026
- RAUM · $330,000 to $190,000Mar 25, 2025 to Feb 16, 2026
- Accounts · 9 to 22Sep 16, 2024 to Mar 25, 2025
- Charity clients · unset to 0.0Sep 16, 2024 to Mar 25, 2025
- Corporate clients · unset to 2.0Sep 16, 2024 to Mar 25, 2025
- HNW clients · unset to 0.0Sep 16, 2024 to Mar 25, 2025
- Individual clients · 9 to 20Sep 16, 2024 to Mar 25, 2025
- Pension plan clients · unset to 0.0Sep 16, 2024 to Mar 25, 2025
- Pooled vehicle clients · unset to 0.0Sep 16, 2024 to Mar 25, 2025
- Financial planning clients · unset to Sep 16, 2024 to Mar 25, 2025
- Discretionary RAUM · $37,574 to $330,000Sep 16, 2024 to Mar 25, 2025
- HNW RAUM · unset to 0.0Sep 16, 2024 to Mar 25, 2025
- Individual RAUM · $37,574 to $220,000Sep 16, 2024 to Mar 25, 2025
- Pension RAUM · unset to 0.0Sep 16, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · unset to 0.0Sep 16, 2024 to Mar 25, 2025
- RAUM · $37,574 to $330,000Sep 16, 2024 to Mar 25, 2025
- Accounts · 0 to 9May 8, 2024 to Sep 16, 2024
- Individual clients · unset to 9.0May 8, 2024 to Sep 16, 2024
- Discretionary RAUM · $0 to $37,574May 8, 2024 to Sep 16, 2024
- Individual RAUM · unset to 37574.0May 8, 2024 to Sep 16, 2024
- RAUM · $0 to $37,574May 8, 2024 to Sep 16, 2024
Signals
2 dated events
- Truvius no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $190,000)Jul 1, 2026 · Left the SEC roster · derived
- Truvius filed its initial SEC registration (Form ADV)Apr 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026