DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• W••••• C••••••
Legal name C••••••••• W••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 15, 2023 · 7 filings
SEC status approved since Sep 19, 2023
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
10
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.5B as of Mar 31, 2026
Mar 29, 2024$550M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)20 as of Mar 31, 2026
Mar 29, 202413 then
Private funds10 as of Mar 31, 2026
Mar 29, 20242 then
RAUM +99% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $252MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +99%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• W••••• C•••••• F•••• L••• | Private Equity Fund | $531M | 43 | Jan 17, 2024 |
| C••••••••• W••••• C•••••• F•••••• L••• | Private Equity Fund | $18.3M | 8 | Jan 17, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• K•••• H•••• · President & Managing Partnercontrolsince 06/2023 · owns less than 5%
- M•••••• P••••••• S••••• · Managing Director, Head Of Investmentscontrolsince 09/2023 · owns less than 5%
- S••••• L••••••• H•••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- S•• O•••• K••••••• M••• · Chief Operating Officer & Managing Director, Investor Relationscontrolsince 07/2024 · owns less than 5%
- H••••••••• K•••• H•••• · Sole And Managing Membercontrolsince 06/2023 · owns 75% or more of C•• M•••••• L••
- H••••••••• K•••• H•••• · Limited Partnercontrolsince 06/2023 · owns 50% to 75% of C••••••••• W••••• C•••••• M•••••• H•••••••• L•
- L••••••••• M•••• S••••• · Membercontrolsince 01/2024 · owns 50% to 75% of C•• T•••• I•••••••• L••
- O•••••••• D••••••• I••••• · Membercontrolsince 01/2024 · owns 50% to 75% of C•• T•••• I•••••••• L••
Entity owners
- C••••••••• W••••• C•••••• M•••••• H•••••••• L• · Sole And Managing Memberdirect · owns 75% or more
- C•• M•••••• L•• · General Partnerindirect · owns F of C••••••••• W••••• C•••••• M•••••• H•••••••• L•
- C•• T•••• I•••••••• L•• · Limited Partnerindirect · owns 25% to 50% of C••••••••• W••••• C•••••• M•••••• H•••••••• L•
Related persons
Schedule D 7.A
- C••••••••• W••••• C•••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 10.0 (+67.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 97.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,022) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,266,581,213 to $2,524,453,615 (+99.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 94.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 8 to 10May 29, 2025 to Mar 31, 2026
- Advisory employees · 19 to 9May 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 10May 29, 2025 to Mar 31, 2026
- Other offices · 0 to 1May 29, 2025 to Mar 31, 2026
- Private funds · 6 to 10May 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $2.5BMay 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $2.5BMay 29, 2025 to Mar 31, 2026
- RAUM · $1.3B to $2.5BMay 29, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 30, 2025 to May 29, 2025
- Accounts · 4 to 8Oct 17, 2024 to Mar 30, 2025
- Advisory employees · 13 to 19Oct 17, 2024 to Mar 30, 2025
- Pooled vehicle clients · 2 to 6Oct 17, 2024 to Mar 30, 2025
- Employees · 13 to 20Oct 17, 2024 to Mar 30, 2025
- Private funds · 2 to 6Oct 17, 2024 to Mar 30, 2025
- Discretionary RAUM · $550M to $1.3BOct 17, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $550M to $1.3BOct 17, 2024 to Mar 30, 2025
- RAUM · $550M to $1.3BOct 17, 2024 to Mar 30, 2025
- Advisory employees · 14 to 13Jan 17, 2024 to Mar 29, 2024
- Employees · 14 to 13Jan 17, 2024 to Mar 29, 2024
- Discretionary RAUM · $540M to $550MJan 17, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $540M to $550MJan 17, 2024 to Mar 29, 2024
- RAUM · $540M to $550MJan 17, 2024 to Mar 29, 2024
- Accounts · unset to 4.0Aug 15, 2023 to Jan 17, 2024
- Advisory employees · 6 to 14Aug 15, 2023 to Jan 17, 2024
- Business name · C••••••••• W••••• C••••••• L•• to C••••••••• W••••• C••••••Aug 15, 2023 to Jan 17, 2024
- Pooled vehicle clients · unset to 2.0Aug 15, 2023 to Jan 17, 2024
- Assets in custody · unset to 0.0Aug 15, 2023 to Jan 17, 2024
- Custody of client assets · false to trueAug 15, 2023 to Jan 17, 2024
- Employees · 6 to 14Aug 15, 2023 to Jan 17, 2024
- Private funds · unset to 2Aug 15, 2023 to Jan 17, 2024
- Discretionary RAUM · unset to 540145911.0Aug 15, 2023 to Jan 17, 2024
- Non-discretionary RAUM · unset to 0.0Aug 15, 2023 to Jan 17, 2024
- Pooled vehicle RAUM · unset to 540145911.0Aug 15, 2023 to Jan 17, 2024
- RAUM · unset to 540145911.0Aug 15, 2023 to Jan 17, 2024
Signals
10 dated events
- C••••••••• W••••• C•••••• reported RAUM $2.5B, up 99% from $1.3B (2025-05-29 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C••••••••• W••••• C•••••• reported RAUM $1.3B, up 130% from $549.7M (2024-10-17 to 2025-03-30)Mar 30, 2025 · RAUM change · derived
- Michael Jack Yates (Chief Financial Officer, Managing Director) no longer on Schedule A of C••••••••• W••••• C•••••• (listed 2024-03-29, absent 2024-10-17)Oct 17, 2024 · Control person left · inference
- Mary Kathryn St. Onge (Chief Operating Officer & Managing Director, Investor Relations) appeared on Schedule A of C••••••••• W••••• C••••••Oct 17, 2024 · Control person joined · fact
- Helaine Lindsey Simon (Chief Compliance Officer) appeared on Schedule A of C••••••••• W••••• C••••••Mar 29, 2024 · Control person joined · fact
- Jane Amanda Goreski (Chief Compliance Officer) no longer on Schedule A of C••••••••• W••••• C•••••• (listed 2024-01-17, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Elizabeth Katie Perry (Chief Compliance Officer) no longer on Schedule A of C••••••••• W••••• C•••••• (listed 2023-08-15, absent 2024-01-17)Jan 17, 2024 · Control person left · inference
- Jane Amanda Goreski (Chief Compliance Officer) appeared on Schedule A of C••••••••• W••••• C••••••Jan 17, 2024 · Control person joined · fact
- Shamus Patrick Mchugh (Managing Director, Head Of Investments) appeared on Schedule A of C••••••••• W••••• C••••••Jan 17, 2024 · Control person joined · fact
- C••••••••• W••••• C••••••• L•• filed its initial SEC registration (Form ADV)Aug 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• W••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- C••••••••• W••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/constellationwealthccapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-626-6067reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026