DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
3• B•••••••• C••••••• L•
Latest filing Apr 29, 2026
First filing on the tape Jun 25, 2024 · 4 filings
SEC status approved since Jul 24, 2024
RAUM
$546M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$546M as of Apr 29, 2026
May 1, 2025$385M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
May 1, 20250 then
Employees (5.A)15 as of Apr 29, 2026
May 1, 202512 then
Private funds6 as of Apr 29, 2026
May 1, 20254 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $91.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $323M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$546M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $323M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 3• B•••••••• C•••••• I• L• | Private Equity Fund | $285M | 51 | Aug 18, 2023 |
| 3• B•••••••• C•••••• I• ••••••••• L• | Private Equity Fund | $91.8M | 13 | Aug 18, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• A•••• B•••• · Co-Founder/Managing Director, Limited Partnercontrolsince 01/2023 · owns 75% or more
- E•••••• A•••• N•• · Co-Founder/Managing Directorcontrolsince 01/2023 · owns 10% to 25%
- T••••• E•••••• N•• · Chief Compliance Officer And Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- D•••••• A•••• B•••• · Co-Founder/Managing Directorcontrolsince 01/2023 · owns 75% or more of 3• B•••••••• C•••••• M••••••••• G•• L••
Entity owners
- 3• B•••••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- 3• B•••••••• C•••••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 6May 1, 2025 to Mar 25, 2026
- Advisory employees · 9 to 12May 1, 2025 to Mar 25, 2026
- Pooled vehicle clients · 4 to 6May 1, 2025 to Mar 25, 2026
- Assets in custody · $70.3M to $323MMay 1, 2025 to Mar 25, 2026
- Employees · 12 to 15May 1, 2025 to Mar 25, 2026
- Private funds · 4 to 6May 1, 2025 to Mar 25, 2026
- Discretionary RAUM · $385M to $546MMay 1, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $385M to $546MMay 1, 2025 to Mar 25, 2026
- RAUM · $385M to $546MMay 1, 2025 to Mar 25, 2026
- Accounts · 2 to 4Jun 25, 2024 to May 1, 2025
- Advisory employees · 8 to 9Jun 25, 2024 to May 1, 2025
- Pooled vehicle clients · 2 to 4Jun 25, 2024 to May 1, 2025
- Assets in custody · $376M to $70.3MJun 25, 2024 to May 1, 2025
- Employees · 10 to 12Jun 25, 2024 to May 1, 2025
- Financial planning clients · unset to Jun 25, 2024 to May 1, 2025
- Discretionary RAUM · $376M to $385MJun 25, 2024 to May 1, 2025
- Pooled vehicle RAUM · $376M to $385MJun 25, 2024 to May 1, 2025
- RAUM · $376M to $385MJun 25, 2024 to May 1, 2025
Signals
2 dated events
- 3• B•••••••• C••••••• L• reported RAUM $546.1M, up 42% from $385.4M (2025-05-01 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- 3• B•••••••• C••••••• L• filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 3• B•••••••• C••••••• L• · Independent Sponsorsshared crd · capital_provider
- 3• B•••••••• C••••••• L• · Private Equityshared crd · organization
- 3• B•••••••• C••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- 3boomerang.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-653-5300reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026