DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S•••••••••
Legal name S••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Jun 13, 2023 · 8 filings
SEC status approved since Jul 17, 2023
RAUM
$73,145
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$73,145 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$73,145 as of Mar 31, 2026
Mar 19, 2024$400 then
HNW client RAUM$11,469 as of Mar 31, 2026
Mar 19, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 19, 20240 then
Employees (5.A)4 as of Mar 31, 2026
Mar 19, 20241 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1,434derivedHNW RAUM over HNW clients
- Average account
- $2,360derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, subscription, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$61,67684%
- High-net-worth individuals$11,46916%
- Individual clients
- 23reported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 31reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••••• A•••••• · Ceo/Ccocontrolsince 03/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 31Jul 1, 2025 to Mar 31, 2026
- Advisory employees · 1 to 0Jul 1, 2025 to Mar 31, 2026
- HNW clients · unset to 8.0Jul 1, 2025 to Mar 31, 2026
- Individual clients · unset to 23.0Jul 1, 2025 to Mar 31, 2026
- Employees · 1 to 4Jul 1, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 26-50Jul 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $400 to $0Jul 1, 2025 to Mar 31, 2026
- HNW RAUM · $0 to $11,469Jul 1, 2025 to Mar 31, 2026
- Individual RAUM · $400 to $61,676Jul 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $73,145Jul 1, 2025 to Mar 31, 2026
- RAUM · $400 to $73,145Jul 1, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Nov 6, 2024 to Jul 1, 2025
- HQ city · LEWES to SAN DIEGONov 6, 2024 to Jul 1, 2025
- HQ state · DE to CANov 6, 2024 to Jul 1, 2025
- Discretionary RAUM · $0 to $400Nov 6, 2024 to Jul 1, 2025
- Non-discretionary RAUM · $400 to $0Nov 6, 2024 to Jul 1, 2025
- Discretionary RAUM · $400 to $0Mar 27, 2024 to Nov 6, 2024
- Non-discretionary RAUM · $0 to $400Mar 27, 2024 to Nov 6, 2024
- Accounts · 0 to 4Jul 24, 2023 to Mar 19, 2024
- HQ city · EL CAJON to LEWESJul 24, 2023 to Mar 19, 2024
- HQ state · CA to DEJul 24, 2023 to Mar 19, 2024
- Discretionary RAUM · $0 to $400Jul 24, 2023 to Mar 19, 2024
- Individual RAUM · $0 to $400Jul 24, 2023 to Mar 19, 2024
- RAUM · $0 to $400Jul 24, 2023 to Mar 19, 2024
Signals
2 dated events
- Robert Daniel Palacios (Chief Executive Officer/Chief Compliance Officer) no longer on Schedule A of Socialtrader (listed 2023-07-24, absent 2024-03-19)Mar 19, 2024 · Control person left · inference
- Socialtrader filed its initial SEC registration (Form ADV)Jun 13, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- s•••••••••.aireportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 2097328731reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026