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Q•••••• G•••••

Former SEC-registered adviserFormer SEC adviser

Former SEC-registered adviser.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2025-12-18 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: Not applicable
Advisors: Not applicable
Net advisor flow, 12 months: Not applicable
RAUM change, last fiscal year: Not applicable
Private clients: Not established

Advisors Advisor movement Where the RAUM sits

As of 2025-12-18 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What we can say about this record

We hold 8 Form ADV filings for this adviser, the latest 9 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 327035 · SEC 801-128367 · 8 filingsShow

CRD 327035SEC 801-128367Legal name Q•••••• G••••• A••••••• L••First filing on the tape Jun 20, 2023, latest Dec 18, 2025SEC status approved since Aug 2, 2023IAPD

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$0 as of Dec 18, 2025

Jan 17, 2025$0 then

HNW client RAUM$0 as of Dec 18, 2025

Mar 22, 2024$0 then

State-registered IARs (5.B.3)0 as of Dec 18, 2025

Mar 22, 20240 then

Employees (5.A)2 as of Dec 18, 2025

Mar 22, 20242 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 0 to 0offices 0 to 1

Practice profile

derived from the filing of Dec 18, 2025; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: fixed feesreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 0reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: fixedreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

K••••••• K••••••• · Chief Executive Officercontrol
since 05/2023 · owns less than 5%
S••••••••• N••••• · Chief Operating Officercontrol
since 07/2023 · owns less than 5%
C••••••• G•••••• · Chief Compliance Officer
since 09/2023 · owns less than 5%

Entity owners

Q•••••• G••••• I••• · Owner
direct · owns 75% or more
N•••••••• R•••••••• T•••• · Shareholder
indirect · owns 25% to 50% of Q•••••• G••••• I•••
T•• B••••• F••••• T•••• · Shareholder
indirect · owns 50% to 75% of Q•••••• G••••• I•••

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Accounts · unset to 0.0
May 6, 2024 to Jan 17, 2025
Financial planning clients · unset to
May 6, 2024 to Jan 17, 2025
HQ city · unset to
May 6, 2024 to Jan 17, 2025
HQ state · unset to
May 6, 2024 to Jan 17, 2025
Discretionary RAUM · unset to 0.0
May 6, 2024 to Jan 17, 2025
Non-discretionary RAUM · unset to 0.0
May 6, 2024 to Jan 17, 2025
RAUM · unset to 0.0
May 6, 2024 to Jan 17, 2025
HQ city · LAGUNA BEACH to unset
Mar 22, 2024 to May 6, 2024
HQ state · CA to unset
Mar 22, 2024 to May 6, 2024
Other offices · 0 to 1
Mar 22, 2024 to May 6, 2024
HQ city · FOLSOM to LAGUNA BEACH
Jul 27, 2023 to Nov 13, 2023
Advisory employees · 0 to 1
Jul 18, 2023 to Jul 27, 2023

Signals

3 dated events

••• Locked
Apr 1, 2026 · Left the SEC roster · derived
••• Locked
Jul 18, 2023 · Control person left · inference
••• Locked
Jun 20, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026