DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• W••••• M••••••••• L••
Latest filing Feb 25, 2026
First filing on the tape May 25, 2023 · 13 filings
SEC status approved since Oct 19, 2023
RAUM
$267M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$252M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$267M as of Feb 25, 2026
Feb 29, 2024$161M then
HNW client RAUM$241M as of Feb 25, 2026
Feb 29, 2024$137M then
State-registered IARs (5.B.3)2 as of Feb 25, 2026
Feb 29, 20241 then
Employees (5.A)3 as of Feb 25, 2026
Feb 29, 20241 then
Private funds: no history
RAUM +52% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $891,161derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +52%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +56%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $9.9M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$241M90%
- Charitable organizations$15.2M5.7%
- Individuals$11.1M4.2%
- Individual clients
- 22reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 300reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.9M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• J••••• S•••••••••Chartered Financial Analyst | Miami, Fl | Jul 11, 2023 | 13 y | 1 |
| J••••• P••• R•••••••• | Miami, Fl | Apr 1, 2024 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• P••• R•••••••• from U•• F•••••••• S••••••• I•••Apr 1, 2024 · Wirehouse to independent RIA
- S•••••• J••••• S••••••••• from U•• F•••••••• S••••••• I•••Jul 11, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••••• J•••••• P••• · Director Of Operations, Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- S••••••••• S••••••• J••••• · Owner / Foundercontrolsince 05/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Feb 25, 2026RAUM (Item 5.F) moved from $176,055,683 to $267,348,262 (+52.0%) between the annual amendments of 2025-02-13 and 2026-02-25; the peer median change was +15.0% (4549 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 221 to 300Jul 21, 2025 to Feb 25, 2026
- HNW clients · 27 to 48Jul 21, 2025 to Feb 25, 2026
- Individual clients · 18 to 22Jul 21, 2025 to Feb 25, 2026
- Assets in custody · $8.9M to $9.9MJul 21, 2025 to Feb 25, 2026
- Employees · 2 to 3Jul 21, 2025 to Feb 25, 2026
- Discretionary RAUM · $176M to $267MJul 21, 2025 to Feb 25, 2026
- HNW RAUM · $158M to $241MJul 21, 2025 to Feb 25, 2026
- Individual RAUM · $5.0M to $11.1MJul 21, 2025 to Feb 25, 2026
- RAUM · $176M to $267MJul 21, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Feb 13, 2025 to Jul 21, 2025
- Accounts · 155 to 221Aug 29, 2024 to Feb 13, 2025
- HNW clients · 19 to 27Aug 29, 2024 to Feb 13, 2025
- Individual clients · 7 to 18Aug 29, 2024 to Feb 13, 2025
- Assets in custody · unset to 8890355.0Aug 29, 2024 to Feb 13, 2025
- Custody of client assets · false to trueAug 29, 2024 to Feb 13, 2025
- HQ city · unset to Aug 29, 2024 to Feb 13, 2025
- HQ state · unset to Aug 29, 2024 to Feb 13, 2025
- Discretionary RAUM · $161M to $176MAug 29, 2024 to Feb 13, 2025
- HNW RAUM · $137M to $158MAug 29, 2024 to Feb 13, 2025
- Individual RAUM · $3.2M to $5.0MAug 29, 2024 to Feb 13, 2025
- RAUM · $161M to $176MAug 29, 2024 to Feb 13, 2025
- Advisory employees · 1 to 2Feb 29, 2024 to Apr 1, 2024
- Employees · 1 to 2Feb 29, 2024 to Apr 1, 2024
- State-registered IARs · 1 to 2Feb 29, 2024 to Apr 1, 2024
- Other offices · 0 to 1Feb 29, 2024 to Apr 1, 2024
- Accounts · 104 to 155Oct 18, 2023 to Feb 29, 2024
- HNW clients · 11 to 19Oct 18, 2023 to Feb 29, 2024
- Individual clients · 4 to 7Oct 18, 2023 to Feb 29, 2024
- Discretionary RAUM · $120M to $161MOct 18, 2023 to Feb 29, 2024
- HNW RAUM · $96.4M to $137MOct 18, 2023 to Feb 29, 2024
- Individual RAUM · $2.2M to $3.2MOct 18, 2023 to Feb 29, 2024
- RAUM · $120M to $161MOct 18, 2023 to Feb 29, 2024
- Accounts · 0 to 104Sep 6, 2023 to Oct 18, 2023
- Charity clients · unset to 1.0Sep 6, 2023 to Oct 18, 2023
- HNW clients · unset to 11.0Sep 6, 2023 to Oct 18, 2023
- Individual clients · unset to 4.0Sep 6, 2023 to Oct 18, 2023
- Discretionary RAUM · $0 to $120MSep 6, 2023 to Oct 18, 2023
- HNW RAUM · unset to 96380411.0Sep 6, 2023 to Oct 18, 2023
- Individual RAUM · unset to 2167392.0Sep 6, 2023 to Oct 18, 2023
- RAUM · $0 to $120MSep 6, 2023 to Oct 18, 2023
Signals
2 dated events
- J••••• R•••••••• (Director Of Operations, Chief Compliance Officer) appeared on Schedule A of M•••••••• W••••• M••••••••• L••Apr 1, 2024 · Control person joined · fact
- M•••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@matriarchwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 973-979-7609reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/matriarch-wealth-management/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- matriarchwm.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (973)979-7609reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- matriarchwm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026