DFX Intelligence
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SEC-registered adviser
D•••• G•••••
Legal name D•••• G••••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Jun 15, 2023 · 5 filings
SEC status approved since Aug 1, 2023
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$3.0B as of Mar 27, 2026
Mar 27, 2024$1.8B then
HNW client RAUM$0 as of Mar 27, 2026
Mar 27, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20240 then
Employees (5.A)14 as of Mar 27, 2026
Mar 27, 202414 then
Private funds1 as of Mar 27, 2026
Mar 27, 20241 then
RAUM +26% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.0B100%
- Individual clients
- n/areported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••• G••••• P••••••••• F••• | Hedge Fund | $0 | 0 | Nov 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• A••••••• A••• · Director Of Research / Limited Partnercontrolsince 05/2023 · owns 50% to 75%
- F••••••• B••••• P•••••• · Chief Operating Officer / Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- K•••••• A•••••• F•••• · Chief Investment Officer / Limited Partnercontrolsince 05/2023 · owns 50% to 75%
- S••••••• M••••••• B•••• · Chief Financial Officercontrolsince 08/2023 · owns less than 5%
- C•••••• A••••••• A••• · Membercontrolsince 05/2023 · owns 25% to 50% of D•••• G••••• M••••••••• G• L••
- K•••••• A•••••• F•••• · Membercontrolsince 05/2023 · owns 50% to 75% of D•••• G••••• M••••••••• G• L••
Entity owners
- D•••• G••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.4B to $3.0BMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.4B to $3.0BMar 31, 2025 to Mar 27, 2026
- RAUM · $2.4B to $3.0BMar 31, 2025 to Mar 27, 2026
- Accounts · 1 to 2Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 2Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.8B to $2.4BMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.8B to $2.4BMar 27, 2024 to Mar 31, 2025
- RAUM · $1.8B to $2.4BMar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $579M to $1.8BNov 27, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $579M to $1.8BNov 27, 2023 to Mar 27, 2024
- RAUM · $579M to $1.8BNov 27, 2023 to Mar 27, 2024
- Accounts · 0 to 1Jun 15, 2023 to Nov 27, 2023
- Pooled vehicle clients · 0 to 1Jun 15, 2023 to Nov 27, 2023
- Employees · 12 to 14Jun 15, 2023 to Nov 27, 2023
- Private funds · unset to 1Jun 15, 2023 to Nov 27, 2023
- Discretionary RAUM · $0 to $579MJun 15, 2023 to Nov 27, 2023
- Pooled vehicle RAUM · $0 to $579MJun 15, 2023 to Nov 27, 2023
- RAUM · $0 to $579MJun 15, 2023 to Nov 27, 2023
Signals
5 dated events
- D•••• G••••• reported RAUM $3.0B, up 26% from $2.4B (2025-03-31 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- D•••• G••••• reported RAUM $2.4B, up 33% from $1.8B (2024-03-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- D•••• G••••• reported RAUM $1.8B, up 208% from $578.6M (2023-11-27 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Barry Michael Shifren (Chief Financial Officer) appeared on Schedule A of D•••• G•••••Mar 27, 2024 · Control person joined · fact
- D•••• G••••• filed its initial SEC registration (Form ADV)Jun 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/delta-global-managementreportedpublic record, Form ADV, Sep 21, 2026
- Website
- d••••.globalreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-680-4581reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026