DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• S•••••••• R••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Oct 11, 2024 · 4 filings
SEC status approved since Nov 14, 2024
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$2.9B as of Mar 17, 2026
Mar 19, 2025$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 19, 20250 then
Employees (5.A)12 as of Mar 17, 2026
Mar 19, 202511 then
Private funds1 as of Mar 17, 2026
Mar 19, 20251 then
RAUM +71% over the last fiscal yearIARs 0 to 0offices 6 to 5
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $727MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $122M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $122M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• S•••••••• R••• M••••••••• M••••• L• | Hedge Fund | $1.5B | 70 | Dec 15, 2023 |
| G••••• S•••••••• R••• M••••••••• L•no longer reported | Hedge Fund | $25.0M | 1 | Jul 14, 2023 |
| G••••• S•••••••• R••• M••••••••• I•••••••• F••• A• S••••• O• S•••••••• I•••••••• S•••••••• I••• L•• | Other Private Fund | $17.5M | 6 | Oct 11, 2024 |
Owners and control persons
Schedule A and B, latest filing
- J••••••• R•••••••• M••• · Chief Financial Officercontrolsince 06/2023 · owns less than 5%
- J••••••• R••••••• J••••• · Managing Membercontrolsince 06/2023 · owns 75% or more
- L•• A•••••• · Executivedirectorcontrolsince 06/2023 · owns less than 5%
- A•••••• L••••• J••• · Chief Compliance Officersince 07/2024 · owns less than 5%
Related persons
Schedule D 7.A
- G••••• S•••••••• R••• M••••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boston, MA3 employees
- Newport Beach, CA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 17, 2026RAUM (Item 5.F) moved from $1,702,742,808 to $2,909,330,786 (+71.0%) between the annual amendments of 2025-03-19 and 2026-03-17; the peer median change was +11.0% (1368 comparable advisers, 90.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 90% percentile
What changed
consecutive filings, newest first
- Assets in custody · $60.3M to $122MMar 19, 2025 to Mar 17, 2026
- Employees · 11 to 12Mar 19, 2025 to Mar 17, 2026
- Other offices · 6 to 5Mar 19, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.7B to $2.9BMar 19, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $1.7B to $2.9BMar 19, 2025 to Mar 17, 2026
- RAUM · $1.7B to $2.9BMar 19, 2025 to Mar 17, 2026
- Advisory employees · 7 to 6Nov 25, 2024 to Mar 19, 2025
- Assets in custody · $34.1M to $60.3MNov 25, 2024 to Mar 19, 2025
- Financial planning clients · unset to Nov 25, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.5B to $1.7BNov 25, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $1.5B to $1.7BNov 25, 2024 to Mar 19, 2025
- RAUM · $1.5B to $1.7BNov 25, 2024 to Mar 19, 2025
- Private funds · 4 to 1Oct 11, 2024 to Nov 25, 2024
Signals
2 dated events
- G••••• S•••••••• R••• M••••••••• L•• reported RAUM $2.9B, up 71% from $1.7B (2025-03-19 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- G••••• S•••••••• R••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 11, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/global-strategic-risk-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gsrm.ioreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 401-749-4589reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026