DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••••

Independent wealth managerVirginia Beach, VirginiaCRD 327176SEC 801-128361websiteIAPD
Legal name A•••••• L••
Latest filing Sep 10, 2026
First filing on the tape Jun 19, 2023 · 16 filings
SEC status approved since Aug 2, 2023
RAUM
$102M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$98.4M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$10.2M
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$102M as of Jul 17, 2026
Mar 27, 2024$37.6M then
HNW client RAUM$42.3M as of Jul 17, 2026
Mar 27, 2024$14.0M then
State-registered IARs (5.B.3)11 as of Jul 17, 2026
Mar 27, 20246 then
Employees (5.A)20 as of Jul 17, 2026
Mar 27, 20246 then
Private funds: no history
RAUM +5.8% over the last fiscal yearIARs 9 to 10offices 1 to 7
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
RAUM per advisor
$10.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
37derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$754,595derivedHNW RAUM over HNW clients
Average account
$82,992derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
1.3derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+5.8%derivedbetween the last two annual amendments
Advisor growth, one year
+22%derivedItem 5.B.3 between annual amendments
Client growth, one year
+29%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$56.1M55%
  • High-net-worth individuals$42.3M41%
  • Pension and profit-sharing plans$3.5M3.5%
Individual clients
312reported
HNW clients
56reported
Pension plan clients
17reported
Charitable clients
n/areported
Accounts
1,228reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••••• G••• R•••Certified Financial Planner, Chartered Financial ConsultantVirginia Beach, Va Aug 2, 202313 y1
S••• C• G••••••••Virginia Beach, VaSep 19, 202313 y3
R•••••• E•••••••• M••••Personal Financial SpecialistVirginia Beach, Va Jan 4, 202411 y3
M•••••• H•••••••••Certified Financial Planner, Chartered Financial ConsultantVirginia Beach, Va Oct 9, 202430 y1
A•• S•••• K•••Certified Financial PlannerVenice, Fl Oct 14, 202429 y2
G•••••• M• Y••••Certified Financial Planner, Chartered Financial ConsultantVirginia Beach, Va Oct 15, 202412 y2
J••••• D••••• B••••Certified Financial PlannerVirginia Beach, Va May 6, 202528 y2
A••••• M•••• R•••••• C•••Chartered Financial ConsultantVirginia Beach, Va Nov 14, 202522 y0
L•• S•••••Virginia Beach, VaApr 1, 202621 y0
J•• J••••• B••••••Cheswick, Pa Apr 16, 202611 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • A••••• P•••• D•••• · Chief Compliance Officercontrol
    since 05/2023 · owns 25% to 50%
  • G••••••••• S•••• C• · Investment Adviser Representativecontrol
    since 05/2023 · owns 25% to 50%
  • R•••• A•••••••• G••• · Investment Adviser Representativecontrol
    since 05/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Virginia Beach, Va · principal1030
Offices
Schedule D 1.F, the 25 largest
  • Spokane, WA1 employees
What changed
consecutive filings, newest first
  • Advisory employees · 11 to 10
    Jul 17, 2026 to Sep 10, 2026
  • Employees · 20 to 18
    Jul 17, 2026 to Sep 10, 2026
  • Financial planning clients · 251-500 to 251-500
    Jul 17, 2026 to Sep 10, 2026
  • State-registered IARs · 11 to 10
    Jul 17, 2026 to Sep 10, 2026
  • Related adviser · false to unset
    Jul 17, 2026 to Sep 10, 2026
  • Related bank · false to unset
    Jul 17, 2026 to Sep 10, 2026
  • Related broker-dealer · false to unset
    Jul 17, 2026 to Sep 10, 2026
  • Related insurance company · false to unset
    Jul 17, 2026 to Sep 10, 2026
  • Succession · false to unset
    Jul 17, 2026 to Sep 10, 2026
  • Advisory employees · 9 to 11
    Mar 25, 2026 to Apr 17, 2026
  • Employees · 18 to 20
    Mar 25, 2026 to Apr 17, 2026
  • State-registered IARs · 9 to 11
    Mar 25, 2026 to Apr 17, 2026
  • Other offices · 6 to 7
    Feb 24, 2026 to Mar 25, 2026
  • Accounts · 959 to 1,228
    Nov 27, 2025 to Feb 24, 2026
  • Advisory employees · 10 to 9
    Nov 27, 2025 to Feb 24, 2026
  • HNW clients · 93 to 56
    Nov 27, 2025 to Feb 24, 2026
  • Individual clients · 193 to 312
    Nov 27, 2025 to Feb 24, 2026
  • Pension plan clients · unset to 17.0
    Nov 27, 2025 to Feb 24, 2026
  • Employees · 20 to 18
    Nov 27, 2025 to Feb 24, 2026
  • State-registered IARs · 10 to 9
    Nov 27, 2025 to Feb 24, 2026
  • Other offices · 2 to 6
    Nov 27, 2025 to Feb 24, 2026
  • Discretionary RAUM · $94.1M to $102M
    Nov 27, 2025 to Feb 24, 2026
  • HNW RAUM · $47.6M to $42.3M
    Nov 27, 2025 to Feb 24, 2026
  • Individual RAUM · $48.1M to $56.1M
    Nov 27, 2025 to Feb 24, 2026
  • Non-discretionary RAUM · $2.3M to $0
    Nov 27, 2025 to Feb 24, 2026
  • Pension RAUM · unset to 3548541.0
    Nov 27, 2025 to Feb 24, 2026
  • RAUM · $96.3M to $102M
    Nov 27, 2025 to Feb 24, 2026
  • Advisory employees · 9 to 10
    Aug 14, 2025 to Nov 27, 2025
  • Employees · 9 to 20
    Aug 14, 2025 to Nov 27, 2025
  • State-registered IARs · 9 to 10
    Aug 14, 2025 to Nov 27, 2025
  • Other offices · 1 to 2
    Aug 14, 2025 to Nov 27, 2025
  • Accounts · 801 to 959
    Nov 5, 2024 to Apr 1, 2025
  • HNW clients · 42 to 93
    Nov 5, 2024 to Apr 1, 2025
  • Individual clients · 291 to 193
    Nov 5, 2024 to Apr 1, 2025
  • Financial planning clients · 251-500 to 251-500
    Nov 5, 2024 to Apr 1, 2025
  • Discretionary RAUM · $79.0M to $94.1M
    Nov 5, 2024 to Apr 1, 2025
  • HNW RAUM · $38.1M to $47.6M
    Nov 5, 2024 to Apr 1, 2025
  • Individual RAUM · $40.9M to $48.1M
    Nov 5, 2024 to Apr 1, 2025
  • Non-discretionary RAUM · $0 to $2.3M
    Nov 5, 2024 to Apr 1, 2025
  • RAUM · $79.0M to $96.3M
    Nov 5, 2024 to Apr 1, 2025
Signals
4 dated events
  • K••••••• C•••••• C••• left Apforia for R•• C••••• W••••• M••••••••• L•• (registered 2025-07-07)
    Jul 7, 2025 · Advisor changed firm · fact
  • O••• Q•••••• left Apforia for F•••••••• W••••• M••••••••• L•• (registered 2025-05-14)
    Mar 21, 2025 · Advisor changed firm · fact
  • R•••••• A••• N••• left Apforia for H•••••• W••••• (registered 2024-05-17)
    Jan 30, 2024 · Advisor changed firm · fact
  • Apforia filed its initial SEC registration (Form ADV)
    Jun 19, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/redeployment-wealth-strategiesreportedpublic record, Form ADV, Sep 18, 2026
Firm profile
linkedin.com/company/clear-insight-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
Website
a••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
757-752-8055reportedpublic record, Form ADV, Sep 10, 2026
Contact form
a••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$10.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026