DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

New Day Wealth Management, LLC

Independent wealth managerRussellville, ArkansasCRD 327224SEC 801-129184IAPD
Latest filing Feb 18, 2026
First filing on the tape Nov 8, 2023 · 10 filings
SEC status approved since Dec 15, 2023
RAUM
$355,140
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$355,140 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$177,570
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$355,140 as of Feb 18, 2026
Feb 29, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 18, 2026
Feb 29, 20242 then
Employees (5.A)2 as of Feb 18, 2026
Feb 29, 20242 then
Private funds: no history
RAUM +0.0% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
RAUM per advisor
$177,570derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$44,393derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$355,140100%
Individual clients
8reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Nita Pankaj SinghalSugarland, Tx Dec 5, 202411 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Uday Akkaraju · Ceo, Majority Shareholdercontrol
      since 06/2023 · owns 75% or more
    • Robert Keenan · Chief Compliance Officer, Chief Operating Officer, Chief Financial Officer, Chief Legal Officercontrol
      since 06/2023 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Russellville, Ar · principal200
    Offices
    Schedule D 1.F, the 25 largest
    • Little Rock, AR
    What changed
    consecutive filings, newest first
    • Advisory employees · 2 to 1
      Jan 29, 2025 to Jul 17, 2025
    • Financial planning clients · 0 to 0
      Jan 29, 2025 to Jul 17, 2025
    • Accounts · 0 to 8
      Dec 5, 2024 to Jan 29, 2025
    • Advisory employees · 1 to 2
      Dec 5, 2024 to Jan 29, 2025
    • Individual clients · 0 to 8
      Dec 5, 2024 to Jan 29, 2025
    • Insurance-licensed employees · 2 to 1
      Dec 5, 2024 to Jan 29, 2025
    • Individual RAUM · $0 to $355,140
      Dec 5, 2024 to Jan 29, 2025
    • Non-discretionary RAUM · $0 to $355,140
      Dec 5, 2024 to Jan 29, 2025
    • RAUM · $0 to $355,140
      Dec 5, 2024 to Jan 29, 2025
    • Advisory employees · 2 to 1
      Nov 10, 2023 to Dec 11, 2023
    • Related broker-dealer · false to true
      Nov 10, 2023 to Dec 11, 2023
    • Individual clients · unset to 0.0
      Nov 8, 2023 to Nov 10, 2023
    Signals
    1 dated events
    • New Day Wealth Management, Llc filed its initial SEC registration (Form ADV)
      Nov 8, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    479-967-1200reportedpublic record, Form ADV, Feb 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $177,570derivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026