DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••••• C•••••• P••••••• L••
Latest filing Sep 2, 2026
First filing on the tape Jun 28, 2023 · 10 filings
SEC status approved since Jul 28, 2023
RAUM
$845M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$845M as of Mar 31, 2026
Mar 29, 2024$553M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)8 as of Mar 31, 2026
Mar 29, 20246 then
Private funds3 as of Mar 31, 2026
Mar 29, 20241 then
RAUM +21% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $211MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $845M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$845M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $845M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••••• P••••••• I•• L• | Private Equity Fund | $553M | 73 | Dec 22, 2023 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• R••••••• D••••• · Ceocontrolsince 06/2023 · owns 50% to 75%
- M••••••• V•••• · Cfo, Ccocontrolsince 04/2024 · owns less than 5%
- S•••••• A•••••• D•••• · Ciocontrolsince 08/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
- F••••••••• P••••••• G• I•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 2, 2026
- Private funds · 3 to unsetMar 31, 2026 to Sep 2, 2026
- Succession · false to unsetMar 31, 2026 to Sep 2, 2026
- Accounts · 2 to 4Apr 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 4Apr 29, 2025 to Mar 31, 2026
- Assets in custody · $700M to $845MApr 29, 2025 to Mar 31, 2026
- Financial planning clients · 0 to Apr 29, 2025 to Mar 31, 2026
- Private funds · 1 to 3Apr 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $700M to $845MApr 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $700M to $845MApr 29, 2025 to Mar 31, 2026
- RAUM · $700M to $845MApr 29, 2025 to Mar 31, 2026
- Advisory employees · 4 to 6Nov 13, 2024 to Apr 29, 2025
- Assets in custody · $553M to $700MNov 13, 2024 to Apr 29, 2025
- Employees · 6 to 8Nov 13, 2024 to Apr 29, 2025
- Financial planning clients · 0 to 0Nov 13, 2024 to Apr 29, 2025
- Discretionary RAUM · $553M to $700MNov 13, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $553M to $700MNov 13, 2024 to Apr 29, 2025
- RAUM · $553M to $700MNov 13, 2024 to Apr 29, 2025
- Assets in custody · $182M to $553MJan 3, 2024 to Mar 29, 2024
- Employees · 4 to 6Jan 3, 2024 to Mar 29, 2024
- Discretionary RAUM · $182M to $553MJan 3, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $182M to $553MJan 3, 2024 to Mar 29, 2024
- RAUM · $182M to $553MJan 3, 2024 to Mar 29, 2024
- Accounts · unset to 2.0Jul 24, 2023 to Dec 22, 2023
- Advisory employees · 1 to 4Jul 24, 2023 to Dec 22, 2023
- Pooled vehicle clients · unset to 2.0Jul 24, 2023 to Dec 22, 2023
- Assets in custody · unset to 182000000.0Jul 24, 2023 to Dec 22, 2023
- Custody of client assets · false to trueJul 24, 2023 to Dec 22, 2023
- Employees · 1 to 4Jul 24, 2023 to Dec 22, 2023
- Private funds · unset to 1Jul 24, 2023 to Dec 22, 2023
- Discretionary RAUM · unset to 182000000.0Jul 24, 2023 to Dec 22, 2023
- Non-discretionary RAUM · unset to 0.0Jul 24, 2023 to Dec 22, 2023
- Pooled vehicle RAUM · unset to 182000000.0Jul 24, 2023 to Dec 22, 2023
- RAUM · unset to 182000000.0Jul 24, 2023 to Dec 22, 2023
- HQ city · RYE to NEW YORKJun 28, 2023 to Jul 24, 2023
Signals
5 dated events
- F••••••••• C•••••• P••••••• L•• reported RAUM $700.2M, up 27% from $553.0M (2024-11-13 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- Vijay Maharaj (Cfo, Cco) appeared on Schedule A of F••••••••• C•••••• P••••••• L••May 30, 2024 · Control person joined · fact
- F••••••••• C•••••• P••••••• L•• reported RAUM $553.0M, up 204% from $182.0M (2024-01-03 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- David Andrew Singer (Cio, Cco) appeared on Schedule A of F••••••••• C•••••• P••••••• L••Mar 29, 2024 · Control person joined · fact
- F••••••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••••••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F••••••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/falconpoint-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-301-7601reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026