DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• F••• A•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Aug 5, 2024 · 4 filings
SEC status approved since Oct 9, 2024
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
178
52 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$3.8B as of Mar 30, 2026
Mar 30, 2025$3.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20250 then
Employees (5.A)178 as of Mar 30, 2026
Mar 30, 2025142 then
Private funds4 as of Mar 30, 2026
Mar 30, 20254 then
RAUM +14% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $945MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.8B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.8B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• R••• E••••• F••• L• | Real Estate Fund | $2.1B | 93 | Aug 5, 2024 |
| S••••••• R••• E••••• F••• G••••• L• | Real Estate Fund | $628M | 7 | Aug 5, 2024 |
| S••••••• U• C•••••••• M••••••••• F•••• L• | Real Estate Fund | $403M | 5 | Aug 5, 2024 |
| S••••••• N••••••• U•••• R••••••••• P••••••• I• L• | Real Estate Fund | $49.2M | 7 | Aug 5, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• K••••• F•••• · Assistant Secretary, Vice President, And Directorcontrolsince 03/1998 · owns less than 5%
- R•••• L•••••• J• · Treasurer, Vice President, And Directorcontrolsince 01/2005 · owns less than 5%
- S••••••••• M••••••• F•••••• · President; Trustee Of The S••••••• H••••••• T••••controlsince 08/2022 · owns 75% or more
- W••••••• C••••••• J•••• · Secretarycontrolsince 12/2019 · owns less than 5%
- Z••••••• J•••• H•••• · Chief Compliance Officer And Senior Vice Presidentcontrolsince 03/2007 · owns less than 5%
Entity owners
- S••••••• H••••••• T•••• · Sole Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••• D••••••• R••• E••••• C•••••••••investment companyn
- S••••••• E••••• I••••••••• I• L••pooled vehicle sponsorn
- S••••••• N••••••• U•••• R••••••••• M•••••• I• L••pooled vehicle sponsorn
- S••••••• R••• E••••• F••• G• L••pooled vehicle sponsorn
- S••••••• T•••• C••••••n
- S••••••• U• C•••••••• R•••• I•••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 54 to 52Mar 30, 2025 to Mar 30, 2026
- Assets in custody · $3.3B to $3.8BMar 30, 2025 to Mar 30, 2026
- Employees · 142 to 178Mar 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.3B to $3.8BMar 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.3B to $3.8BMar 30, 2025 to Mar 30, 2026
- RAUM · $3.3B to $3.8BMar 30, 2025 to Mar 30, 2026
- Advisory employees · 56 to 54Oct 8, 2024 to Mar 30, 2025
- Assets in custody · $3.2B to $3.3BOct 8, 2024 to Mar 30, 2025
- Employees · 144 to 142Oct 8, 2024 to Mar 30, 2025
- Financial planning clients · unset to Oct 8, 2024 to Mar 30, 2025
- Discretionary RAUM · $3.2B to $3.3BOct 8, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $3.2B to $3.3BOct 8, 2024 to Mar 30, 2025
- RAUM · $3.2B to $3.3BOct 8, 2024 to Mar 30, 2025
- Business name · S••••••• F••• A••••••• I•• to S••••••• F••• A•••••••• I•••Aug 5, 2024 to Oct 8, 2024
- Legal name · S••••••• F••• A••••••• I•• to S••••••• F••• A•••••••• I•••Aug 5, 2024 to Oct 8, 2024
Signals
1 dated events
- S••••••• F••• A••••••• I•• filed its initial SEC registration (Form ADV)Aug 5, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- sentinelcorp.com/sentinelfundadvisors.aspxreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-408-2900reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••••• F••• A•••••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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