DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••• G••• C•••••• M••••••••• L•
Latest filing Jun 11, 2026
First filing on the tape Jun 2, 2025 · 4 filings
SEC status approved since Jul 2, 2025
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$116M as of Jun 11, 2026
Jun 2, 2025$13.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 11, 2026
Jun 2, 20250 then
Employees (5.A)3 as of Jun 11, 2026
Jun 2, 20253 then
Private funds1 as of Jun 11, 2026
Jun 2, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $28.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $15.6M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$116M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.6M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• D••••• S•••••••• · Partner And Senior Analystcontrolsince 07/2023 · owns 25% to 50%
- M•••••• A•••••• E•••••• · Chief Operating Officer And Chief Compliance Officercontrolsince 03/2025 · owns less than 5%
- S••••• S••••••• N••••• · Managing Partner And Chief Investment Officercontrolsince 05/2023 · owns 50% to 75%
- C•••••••• J•••• B••••• · Limited Partnersince 05/2023 · owns less than 5%
Entity owners
- T•••• G••• C•••••• M••••••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $15.7M to $15.6MOct 21, 2025 to Mar 26, 2026
- Discretionary RAUM · $116M to $116MOct 21, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $116M to $116MOct 21, 2025 to Mar 26, 2026
- RAUM · $116M to $116MOct 21, 2025 to Mar 26, 2026
- Accounts · 3 to 4Jun 2, 2025 to Oct 21, 2025
- Pooled vehicle clients · 3 to 4Jun 2, 2025 to Oct 21, 2025
- Assets in custody · $13.3M to $15.7MJun 2, 2025 to Oct 21, 2025
- Discretionary RAUM · $13.3M to $116MJun 2, 2025 to Oct 21, 2025
- Pooled vehicle RAUM · $13.3M to $116MJun 2, 2025 to Oct 21, 2025
- RAUM · $13.3M to $116MJun 2, 2025 to Oct 21, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/third-gear-investmentsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 346-440-0719reportedpublic record, Form ADV, Jun 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026