DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••••• M••••••••• H••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 327352SEC 801-129233websiteIAPD
Latest filing May 6, 2026
First filing on the tape Nov 17, 2023 · 9 filings
SEC status approved since Jan 2, 2024
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
85
51 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
33
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$12B as of May 6, 2026
Mar 29, 2024$9.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 6, 2026
Mar 29, 20240 then
Employees (5.A)85 as of May 6, 2026
Mar 29, 202466 then
Private funds33 as of May 6, 2026
Mar 29, 202428 then
RAUM +8.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$372MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+8.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$12B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
33reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      29 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••• F•••••••• S••••••• F••• I• L•••Private Equity Fund$2.9B115Mar 30, 2020
      A••••••• F•••••••• S••••••• F••• V• L•Private Equity Fund$2.5B88Mar 31, 2022
      A••••••• F•••••••• S••••••• F••• I•• L•••Private Equity Fund$1.1B79Mar 31, 2015
      A••••••• T••••••••• G••••• F••• I• L•••Venture Capital Fund$401M88Mar 31, 2021
      A••••••• F•••••••• S••••••• F••• I• L•••Private Equity Fund$373M50Mar 30, 2012
      A••••••• A•••• C•••••••• L•••Private Equity Fund$369M17Mar 31, 2022
      A••••••• E•••• C•••••••• L•••Private Equity Fund$260M26Nov 17, 2023
      A••••••• P••••••••• C•••••••• L•••Private Equity Fund$239M7Mar 31, 2022
      A••••••• C••••• C•••••••• L•••Private Equity Fund$234M11Mar 30, 2020
      A••••••• F•••••••• S••••••• F••• L•••Private Equity Fund$212M100Mar 30, 2012
      A••••••• I• ••• C••••••••• L•••Private Equity Fund$204M1Mar 30, 2020
      A••••••• T••••••••• G••••• F••• L•••Venture Capital Fund$168M54Apr 28, 2017
      A••••••• C••••• O••••••••• F••• L•••Other Private Fund$140M27Mar 31, 2021
      A••••••• A••••••• O••••••••• L•••Other Private Fund$121M22Mar 31, 2022
      A••••••• F•••••••• S••••••• F••• ••••••••• L•••Private Equity Fund$118M17Mar 30, 2012
      A••••••• L••••• C••••• F•••Hedge Fund$96.1M10Mar 29, 2024
      A••••••• O••••• C••••••••• F••• L•••Private Equity Fund$84.5M2Mar 30, 2020
      A••••••• G••••• C•••••••• L•••Private Equity Fund$80.1M9Mar 31, 2023
      A••••••• C••••• O••••••••• F••• I• L•••Other Private Fund$52.7M18Nov 17, 2023
      A•• I• ••••• I• C••••••••• L•Venture Capital Fund$52.2M2Mar 31, 2022
      A••••••• Q• C•••••••• L••Private Equity Fund$50.0M2Mar 24, 2017
      A••••••• R••••••• C•••••••• L•••Private Equity Fund$46.9M3Mar 30, 2020
      A••••••• A••••• C•••••••• L•••Private Equity Fund$30.1M7Mar 29, 2018
      A••••••• A••••••• C•••••••• L•Private Equity Fund$25.3M3Mar 30, 2016
      A• E•••• P••••• L•Private Equity Fund$25.0M39Apr 24, 2024
      A••••••• V• ••••• C••••••••• L•••Private Equity Fund$13.3M2Mar 31, 2023
      A••••••• C••••• O••••••••• F••• I• ••••••••• L•••Other Private Fund$11.4M3Nov 17, 2023
      A••••••• B••••• H••••••• L•••Venture Capital Fund$6.3M3Mar 29, 2019
      A••••••• A••••• C•••••••• I• L•••Private Equity Fund$6.3M3Mar 29, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• C••••• J••• · Chief Administrative Officercontrol
        since 07/2021 · owns less than 5%
      • B•••••• E•••• S• •• O•••• · Chief Compliance Officercontrol
        since 04/2007 · owns less than 5%
      • G••••••••• J••••••• W•••• · Chairmancontrol
        since 10/2023 · owns less than 5%
      • K•••••• G•••••••• O••• · Vice Chairmancontrol
        since 10/2023 · owns less than 5%
      • K••••••••• S••••••• A•••• · Chief Financial Officercontrol
        since 08/2019 · owns less than 5%
      • L• R••••• V•••••••• A•••••• · Managing Partnercontrol
        since 10/2023 · owns less than 5%
      • R••••••••• R••••••• P••• · Chief Investment Officercontrol
        since 10/2023 · owns less than 5%
      • V•• W••••••••• I•••••• L•••• G••••••• · Managing Partnercontrol
        since 10/2023 · owns less than 5%
      • G••••••••• J••••••• W•••• · L•••••• Partnercontrol
        since 10/2023 · owns 25% to 50% of A••••••• H••••••• L•
      • L• R••••• V•••••••• A•••••• · Membercontrol
        since 10/2023 · owns 50% to 75% of A••••• H•••••••• L••
      • V•• W••••••••• I•••••• L•••• G••••••• · Membercontrol
        since 10/2023 · owns 50% to 75% of A••••• H•••••••• L••
      Entity owners
      • A••••••• H••••••• L• · Sole L•••••• Partner
        direct · owns 75% or more
      • A••••• H•••••••• L•• · General Partner
        direct · owns less than 5%
      • A••••• H•••••••• L•• · General Partner
        indirect · owns F of A••••••• H••••••• L•
      Related persons
      Schedule D 7.A
      • A• E•••• P••••• G•• L••
        pooled vehicle sponsorn
      • A••• I• C•••••••• G• L•••
        pooled vehicle sponsorn
      • A••• I• C•••••••• G• L•••
        pooled vehicle sponsorn
      • A••• V• C•••••••• G• L•••
        pooled vehicle sponsorn
      • A••••••• •••••• C•••••••• F••• V• G• L•••
        pooled vehicle sponsorn
      • A••••••• A••••••• O••••••••• G• L•••
        pooled vehicle sponsorn
      • A••••••• B••••• H••••••• G• L••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• G• ••••••••• L•••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• G• L••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• I• G• •••• L•••••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• I• G• ••••••••• L•••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• I•• G• •••• L••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• I•• G• ••••••••• L•••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• I• G• ••••••••• L••
        pooled vehicle sponsorn
      • A••••••• C•••••• P••••••• L••••••
        investment advisery
      • A••••••• C•••••• P••••••• V• G• ••••••••• L•••
        pooled vehicle sponsorn
      • A••••••• C•••••••• I•• G• L•••
        pooled vehicle sponsorn
      • A••••••• C•••••••• I• G• L•••
        pooled vehicle sponsorn
      • A••••••• C••••• O••••••••• G• I• L•••
        pooled vehicle sponsorn
      • A••••••• C••••• O••••••••• G• L••
        pooled vehicle sponsorn
      • A••••••• Q• C•••••••• A•• I• G• L•••
        pooled vehicle sponsorn
      • A••••••• Q• C•••••••• I• G• L•••
        pooled vehicle sponsorn
      • A••••••• T••••••••• G••••• G• L•••
        pooled vehicle sponsorn
      • A••••••• T••••••••• G••••• I• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom6 employees
      • Greenwich, CT4 employees
      • Gladwyne, PA2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 31 to 33
        Apr 22, 2025 to Mar 31, 2026
      • Advisory employees · 45 to 51
        Apr 22, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 31 to 33
        Apr 22, 2025 to Mar 31, 2026
      • Employees · 69 to 85
        Apr 22, 2025 to Mar 31, 2026
      • Private funds · 31 to 33
        Apr 22, 2025 to Mar 31, 2026
      • Discretionary RAUM · $11B to $12B
        Apr 22, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $11B to $12B
        Apr 22, 2025 to Mar 31, 2026
      • RAUM · $11B to $12B
        Apr 22, 2025 to Mar 31, 2026
      • Accounts · 29 to 31
        May 13, 2024 to Apr 22, 2025
      • Advisory employees · 48 to 45
        May 13, 2024 to Apr 22, 2025
      • Pooled vehicle clients · 29 to 31
        May 13, 2024 to Apr 22, 2025
      • Employees · 66 to 69
        May 13, 2024 to Apr 22, 2025
      • Financial planning clients · unset to
        May 13, 2024 to Apr 22, 2025
      • Other offices · 3 to 2
        May 13, 2024 to Apr 22, 2025
      • Private funds · 29 to 31
        May 13, 2024 to Apr 22, 2025
      • Discretionary RAUM · $9.9B to $11B
        May 13, 2024 to Apr 22, 2025
      • Pooled vehicle RAUM · $9.9B to $11B
        May 13, 2024 to Apr 22, 2025
      • RAUM · $9.9B to $11B
        May 13, 2024 to Apr 22, 2025
      • Accounts · 28 to 29
        Mar 29, 2024 to Apr 24, 2024
      • Pooled vehicle clients · 28 to 29
        Mar 29, 2024 to Apr 24, 2024
      • Private funds · 28 to 29
        Mar 29, 2024 to Apr 24, 2024
      • Discretionary RAUM · $9.8B to $9.9B
        Mar 29, 2024 to Apr 24, 2024
      • Pooled vehicle RAUM · $9.8B to $9.9B
        Mar 29, 2024 to Apr 24, 2024
      • RAUM · $9.8B to $9.9B
        Mar 29, 2024 to Apr 24, 2024
      • Accounts · 27 to 28
        Jan 31, 2024 to Mar 29, 2024
      • Advisory activities · 2 to 1
        Jan 31, 2024 to Mar 29, 2024
      • Pooled vehicle clients · 27 to 28
        Jan 31, 2024 to Mar 29, 2024
      • Employees · 65 to 66
        Jan 31, 2024 to Mar 29, 2024
      • Private funds · 27 to 28
        Jan 31, 2024 to Mar 29, 2024
      • Discretionary RAUM · $10B to $9.8B
        Jan 31, 2024 to Mar 29, 2024
      • Pooled vehicle RAUM · $10B to $9.8B
        Jan 31, 2024 to Mar 29, 2024
      • RAUM · $10B to $9.8B
        Jan 31, 2024 to Mar 29, 2024
      • Other offices · 2 to 3
        Nov 17, 2023 to Jan 31, 2024
      • Succession · true to false
        Nov 17, 2023 to Jan 31, 2024
      Signals
      2 dated events
      • A••••••• M••••••••• H••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Nov 17, 2023 · Succession (Item 4) · fact
      • A••••••• M••••••••• H••••••• L• filed its initial SEC registration (Form ADV)
        Nov 17, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/aquiline-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
      Website
      A•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-624-9500reportedpublic record, Form ADV, May 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026