DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• C••• C•••••• P••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Jul 10, 2023 · 7 filings
SEC status approved since Aug 9, 2023
RAUM
$183M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.5%
$4.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$91.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$183M as of Mar 18, 2026
Jan 9, 2024$123M then
HNW client RAUM: $4.3M
State-registered IARs (5.B.3)2 as of Mar 18, 2026
Jan 9, 20242 then
Employees (5.A)2 as of Mar 18, 2026
Jan 9, 20242 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- $91.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.3M94%
- Individuals$286,8156.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.03 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• A•••••••• M••••Chartered Financial Analyst | San Diego, Ca | Aug 14, 2023 | 13 y | 1 |
| B•••• J•••• U••••Chartered Financial Analyst | San Diego, Ca | Aug 22, 2023 | 12 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• J•••• U•••• from B••••• W••••• P•••••••• I•••Aug 22, 2023 · RIA to a newly registered adviser
- M•••••• A•••••••• M•••• from G•••• S•••••Aug 14, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• M••••••• A•••••••• · Principalcontrolsince 07/2023 · owns 25% to 50%
- U••••• B••••• J•••• · Principal And Chief Compliance Officercontrolsince 07/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 18, 2026institutional share of RAUM moved from 99.0% to 0.0% between the annual amendments of 2025-01-22 and 2026-03-18peers: other advisers, $100M to $500M (212)
What changed
consecutive filings, newest first
- Accounts · 8 to 15Jul 10, 2025 to Mar 18, 2026
- Discretionary RAUM · $142M to $183MJul 10, 2025 to Mar 18, 2026
- HNW RAUM · unset to 4337263.0Jul 10, 2025 to Mar 18, 2026
- Individual RAUM · $1.1M to $286,815Jul 10, 2025 to Mar 18, 2026
- RAUM · $142M to $183MJul 10, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0Jan 22, 2025 to Jul 10, 2025
- Accounts · 2 to 8Apr 11, 2024 to Jan 22, 2025
- Individual clients · 1.0 to unsetApr 11, 2024 to Jan 22, 2025
- HQ city · unset to Apr 11, 2024 to Jan 22, 2025
- HQ state · unset to Apr 11, 2024 to Jan 22, 2025
- Other offices · 0 to 1Apr 11, 2024 to Jan 22, 2025
- Discretionary RAUM · $550,000 to $142MApr 11, 2024 to Jan 22, 2025
- Individual RAUM · $550,000 to $1.1MApr 11, 2024 to Jan 22, 2025
- Non-discretionary RAUM · $122M to $0Apr 11, 2024 to Jan 22, 2025
- RAUM · $123M to $142MApr 11, 2024 to Jan 22, 2025
- Accounts · 0 to 2Dec 6, 2023 to Jan 9, 2024
- Individual clients · unset to 1.0Dec 6, 2023 to Jan 9, 2024
- Discretionary RAUM · $0 to $550,000Dec 6, 2023 to Jan 9, 2024
- Individual RAUM · unset to 550000.0Dec 6, 2023 to Jan 9, 2024
- Non-discretionary RAUM · $0 to $122MDec 6, 2023 to Jan 9, 2024
- RAUM · $0 to $123MDec 6, 2023 to Jan 9, 2024
Signals
1 dated events
- T••• C••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jul 10, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- tidecovecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-224-3507reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026