DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• C•••••• P•••••• L••••••
Latest filing Jul 29, 2026
First filing on the tape Nov 16, 2023 · 8 filings
SEC status approved since Dec 15, 2023
RAUM
$955M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
79%
$751M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
79
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$955M as of Jul 29, 2026
Jun 21, 2024$410M then
HNW client RAUM$197M as of Jul 29, 2026
Jun 21, 2024$254M then
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Jun 21, 20240 then
Employees (5.A)79 as of Jul 29, 2026
Jun 21, 202449 then
Private funds3 as of Jul 29, 2026
Jun 21, 20241 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $132,985derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $955M, 7,182 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$554M58%
- High-net-worth individuals$197M21%
- Corporations and businesses$193M20%
- Investment companies$10.9M1.1%
- Individual clients
- 6,359reported
- HNW clients
- 180reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7,182reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $955M for 7,182 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.79 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• O••••••••• S••••••• | Hedge Fund | $225M | 348 | Nov 16, 2023 |
| B•••••• O••••••••• S••••••• I• | $205M | 993 | Jul 29, 2026 | |
| B•••••• O••••••••• S••••••• I•• | $24.1M | 158 | Jul 29, 2026 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• V••••• N••••••••• · Directorcontrolsince 05/2019 · owns 25% to 50%
- J•••••• M••••• · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- K••••••••• S•••••• R••••••• · Directorcontrolsince 02/2014 · owns 25% to 50%
- M•••••• J••••• J•••••••• · Directorcontrolsince 08/2017 · owns 25% to 50%
- S••••• D••••• K•••• · Directorcontrolsince 06/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 29, 2026S••••• D••••• K•••• (DIRECTOR) left Schedule A between the filings of 2023-11-30 and 2026-07-29peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 5,721 to 7,182Jun 30, 2026 to Jul 29, 2026
- Corporate clients · 0 to 613Jun 30, 2026 to Jul 29, 2026
- HNW clients · 283 to 180Jun 30, 2026 to Jul 29, 2026
- Individual clients · 5,438 to 6,359Jun 30, 2026 to Jul 29, 2026
- Assets in custody · $925M to $955MJun 30, 2026 to Jul 29, 2026
- Private funds · 1 to 3Jun 30, 2026 to Jul 29, 2026
- Discretionary RAUM · $917M to $948MJun 30, 2026 to Jul 29, 2026
- HNW RAUM · $346M to $197MJun 30, 2026 to Jul 29, 2026
- Individual RAUM · $579M to $554MJun 30, 2026 to Jul 29, 2026
- Non-discretionary RAUM · $7.3M to $6.6MJun 30, 2026 to Jul 29, 2026
- RAUM · $925M to $955MJun 30, 2026 to Jul 29, 2026
- Accounts · 340 to 5,721Jun 30, 2025 to Jun 30, 2026
- Advisory employees · 51 to 11Jun 30, 2025 to Jun 30, 2026
- Corporate clients · 326 to 0Jun 30, 2025 to Jun 30, 2026
- HNW clients · 3,013 to 283Jun 30, 2025 to Jun 30, 2026
- Individual clients · 0 to 5,438Jun 30, 2025 to Jun 30, 2026
- Pooled vehicle clients · 1 to 0Jun 30, 2025 to Jun 30, 2026
- Assets in custody · $7.5M to $925MJun 30, 2025 to Jun 30, 2026
- Employees · 54 to 79Jun 30, 2025 to Jun 30, 2026
- Discretionary RAUM · $668M to $917MJun 30, 2025 to Jun 30, 2026
- HNW RAUM · $400M to $346MJun 30, 2025 to Jun 30, 2026
- Individual RAUM · unset to 579197175.0Jun 30, 2025 to Jun 30, 2026
- Non-discretionary RAUM · $6.2M to $7.3MJun 30, 2025 to Jun 30, 2026
- Pooled vehicle RAUM · 151407285.0 to unsetJun 30, 2025 to Jun 30, 2026
- RAUM · $674M to $925MJun 30, 2025 to Jun 30, 2026
- Accounts · 2,354 to 340Jul 8, 2024 to Jun 30, 2025
- Advisory employees · 45 to 51Jul 8, 2024 to Jun 30, 2025
- Corporate clients · 241 to 326Jul 8, 2024 to Jun 30, 2025
- HNW clients · 2,112 to 3,013Jul 8, 2024 to Jun 30, 2025
- Assets in custody · unset to 7453877.0Jul 8, 2024 to Jun 30, 2025
- Custody of client assets · false to trueJul 8, 2024 to Jun 30, 2025
- Employees · 49 to 54Jul 8, 2024 to Jun 30, 2025
- Financial planning clients · unset to Jul 8, 2024 to Jun 30, 2025
- HQ state · unset to Jul 8, 2024 to Jun 30, 2025
- Discretionary RAUM · $405M to $668MJul 8, 2024 to Jun 30, 2025
- HNW RAUM · $254M to $400MJul 8, 2024 to Jun 30, 2025
- Non-discretionary RAUM · $5.5M to $6.2MJul 8, 2024 to Jun 30, 2025
- Pooled vehicle RAUM · $73.7M to $151MJul 8, 2024 to Jun 30, 2025
- RAUM · $410M to $674MJul 8, 2024 to Jun 30, 2025
- Accounts · 1,362 to 2,354Nov 30, 2023 to Jun 21, 2024
Signals
5 dated events
- B•••••• C•••••• P•••••• L•••••• reported RAUM $924.8M, up 37% from $674.0M (2025-06-30 to 2026-06-30)Jun 30, 2026 · RAUM change · derived
- B•••••• C•••••• P•••••• L•••••• reported RAUM $674.0M, up 64% from $410.2M (2024-07-08 to 2025-06-30)Jun 30, 2025 · RAUM change · derived
- B•••••• C•••••• P•••••• L•••••• reported RAUM $410.2M, up 85% from $221.3M (2023-11-30 to 2024-06-21)Jun 21, 2024 · RAUM change · derived
- M••••• J••••• (Chief Compliance Officer) appeared on Schedule A of B•••••• C•••••• P•••••• L••••••Nov 30, 2023 · Control person joined · fact
- B•••••• C•••••• P•••••• L•••••• filed its initial SEC registration (Form ADV)Nov 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a•••••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- c•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- h•••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/buoyantcapreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +91 22 6931 9912reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026