DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• I••••••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 1, 2023 · 8 filings
SEC status approved since Jul 16, 2024
RAUM
$53.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$49.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$53.1M as of Mar 31, 2026
Jan 27, 2025$111M then
HNW client RAUM$49.5M as of Mar 31, 2026
Jan 27, 2025$111M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 27, 20250 then
Employees (5.A)4 as of Mar 31, 2026
Jan 27, 20251 then
Private funds: no history
RAUM -71% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -71%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$49.5M93%
- Corporations and businesses$3.6M6.7%
- Individual clients
- n/areported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• P••••••• J••••• · Chief Compliance Officer, Chief Operating Officer, Chief Financial Officercontrolsince 10/2024 · owns less than 5%
- S••••••• R••••••• L•• · Managing Membercontrolsince 07/2023 · owns 75% or more
Related persons
Schedule D 7.A
- H•••••• V••••••••• M••••••••• L••investment advisernRAUM $217M
Advisers that list V••••• I••••••••• G•••• L•• as a related person
- 146869 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $183,484,494 to $53,087,330 (-71.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +8.0% (220 comparable advisers, 5.0th percentile of changes)peers: independent wealth managers, under $100M (220) · 4.6% percentile
What changed
consecutive filings, newest first
- Accounts · 53 to 10Mar 25, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Mar 25, 2025 to Mar 31, 2026
- Corporate clients · 7 to 1Mar 25, 2025 to Mar 31, 2026
- HNW clients · 46 to 9Mar 25, 2025 to Mar 31, 2026
- Employees · 5 to 4Mar 25, 2025 to Mar 31, 2026
- HQ city · WESTPORT to RYE BROOKMar 25, 2025 to Mar 31, 2026
- HQ state · CT to NYMar 25, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $183M to $53.1MMar 25, 2025 to Mar 31, 2026
- HNW RAUM · $151M to $49.5MMar 25, 2025 to Mar 31, 2026
- RAUM · $183M to $53.1MMar 25, 2025 to Mar 31, 2026
- Accounts · 30 to 53Jan 27, 2025 to Mar 25, 2025
- Advisory employees · 1 to 5Jan 27, 2025 to Mar 25, 2025
- Corporate clients · unset to 7.0Jan 27, 2025 to Mar 25, 2025
- HNW clients · 30 to 46Jan 27, 2025 to Mar 25, 2025
- Employees · 1 to 5Jan 27, 2025 to Mar 25, 2025
- Financial planning clients · unset to Jan 27, 2025 to Mar 25, 2025
- Discretionary RAUM · $111M to $183MJan 27, 2025 to Mar 25, 2025
- HNW RAUM · $111M to $151MJan 27, 2025 to Mar 25, 2025
- RAUM · $111M to $183MJan 27, 2025 to Mar 25, 2025
- Related adviser · true to falseNov 13, 2024 to Jan 27, 2025
- Accounts · 0 to 30Oct 18, 2024 to Nov 13, 2024
- HNW clients · unset to 30.0Oct 18, 2024 to Nov 13, 2024
- Discretionary RAUM · $0 to $111MOct 18, 2024 to Nov 13, 2024
- HNW RAUM · unset to 110527114.0Oct 18, 2024 to Nov 13, 2024
- RAUM · $0 to $111MOct 18, 2024 to Nov 13, 2024
- HQ city · unset to WESTPORTDec 14, 2023 to Jun 5, 2024
- HQ state · unset to CTDec 14, 2023 to Jun 5, 2024
Signals
3 dated events
- V••••• I••••••••• G•••• L•• reported RAUM $53.1M, down 71% from $183.5M (2025-03-25 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Joseph Patrick Clough (Chief Compliance Officer, Chief Operating Officer, Chief Financial Officer) appeared on Schedule A of V••••• I••••••••• G•••• L••Oct 18, 2024 · Control person joined · fact
- V••••• I••••••••• G•••• L•• filed its initial SEC registration (Form ADV)Aug 1, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@visdomig.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 203-429-5633reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- visdomig.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (203) 803-7222reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- visdomig.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026