DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M••••• C•••••• A•••••••• L••

Former SEC-registered adviserDestin, FloridaCRD 327637SEC 801-128739IAPD
Latest filing Oct 22, 2024
First filing on the tape Aug 16, 2023 · 5 filings
SEC status 120-day approval since Oct 3, 2023
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$0 as of Sep 25, 2023
Aug 16, 2023$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 22, 2024
Aug 16, 20231 then
Employees (5.A)1 as of Oct 22, 2024
Aug 16, 20231 then
Private funds1 as of Oct 22, 2024
Aug 16, 20231 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 22, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••••• C•••••• G••••• O••••••••• F•••• L•Private Equity Fund$01Mar 30, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• G••••••••• J• · Ccocontrol
        since 08/2023 · owns less than 5%
      Entity owners
      • M••••• C••••••• I••• · Owner
        direct · owns 75% or more
      • H••••••• • S•••••• L•• · Owner
        indirect · owns 50% to 75% of M••••• C••••••• I•••
      • M••••• H•••••••• L•• · Owner
        indirect · owns 75% or more of H••••••• • S•••••• L••
      • S•••• D••••• T•••• C•••••• · Trustee
        indirect · owns 75% or more of T•• M••••• F••••• T••••
      • T•• M••••• F••••• T•••• · Owner
        indirect · owns 75% or more of M••••• H•••••••• L••
      • T•• M••••• F••••••••• I••• · Owner
        indirect · owns F of H••••••• • S•••••• L••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0.0 to unset
        Sep 25, 2023 to Apr 1, 2024
      • Advisory employees · 1 to 0
        Sep 25, 2023 to Apr 1, 2024
      • Advisory activities · 2 to 1
        Sep 25, 2023 to Apr 1, 2024
      • State-registered IARs · 1 to 0
        Sep 25, 2023 to Apr 1, 2024
      • Other offices · 1 to 0
        Sep 25, 2023 to Apr 1, 2024
      • Discretionary RAUM · 0.0 to unset
        Sep 25, 2023 to Apr 1, 2024
      • Non-discretionary RAUM · 0.0 to unset
        Sep 25, 2023 to Apr 1, 2024
      • RAUM · 0.0 to unset
        Sep 25, 2023 to Apr 1, 2024
      • Business name · M••••• C••••••• L•• to M••••• C•••••• A•••••••• L••
        Aug 16, 2023 to Sep 6, 2023
      • Legal name · M••••• C••••••• L•• to M••••• C•••••• A•••••••• L••
        Aug 16, 2023 to Sep 6, 2023
      Signals
      2 dated events
      • M••••• C•••••• A•••••••• L•• no longer on the SEC adviser roster (last listed 2025-02-03)
        Mar 6, 2025 · Left the SEC roster · derived
      • M••••• C••••••• L•• filed its initial SEC registration (Form ADV)
        Aug 16, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026