DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••
Legal name C•••••••• I•••
Latest filing Jun 23, 2026
First filing on the tape Aug 4, 2023 · 8 filings
SEC status approved since Sep 8, 2023
RAUM
$547M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$182M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$547M as of Jun 23, 2026
Mar 29, 2024$132M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 23, 2026
Mar 29, 20242 then
Employees (5.A)7 as of Jun 23, 2026
Mar 29, 20248 then
Private funds2 as of Jun 23, 2026
Mar 31, 20252 then
RAUM -19% over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
- RAUM per advisor
- $182MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $296,689derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$525M96%
- Pooled investment vehicles$22.7M4.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,845reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••• F•••••• M••••• | Logan, Ut | Mar 26, 2024 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••• F•••••• M••••• from C•••••• S••••• I••••••••• M••••••••• I••Mar 26, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• S•••••• C•••• · Ownercontrolsince 07/2023 · owns 75% or more
- C••••••• R••••• S•••••• · Ownercontrolsince 07/2023 · owns 10% to 25%
- M•••••• C•••••• F•••••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- M•••••• P••••••• C••••• · Chief Executive Officercontrolsince 07/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
- A•••• W••••• A•••••••investment adviserbankreal estatenRAUM $566M
- A•• D•••••• I••••••••• F••• G• L••pooled vehicle sponsory
- A•• O••••••••• Z••• F••• V•• G•• L••pooled vehicle sponsory
- A•• V•••••• C•••••• F••• M••••••••• L••pooled vehicle sponsorn
- F•••••• F••• G•• L••pooled vehicle sponsorn
Advisers that list C•••••••• as a related person
- 286087 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Logan, Ut · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Apr 15, 2026employees (Item 5.A) moved from 10.0 to 7.0 (-30.0%) between the annual amendments of 2025-03-31 and 2026-04-15; the peer median change was 0.0% (395 comparable advisers, 4.0th percentile of changes)peers: asset managers, $500M to $1B (395) · 3.6% percentile
What changed
consecutive filings, newest first
- Accounts · 734 to 1,845Jun 24, 2025 to Apr 15, 2026
- Advisory employees · 6 to 2Jun 24, 2025 to Apr 15, 2026
- Employees · 10 to 7Jun 24, 2025 to Apr 15, 2026
- Insurance-licensed employees · 2 to 1Jun 24, 2025 to Apr 15, 2026
- State-registered IARs · 2 to 1Jun 24, 2025 to Apr 15, 2026
- Legal name · C•••••••• to C•••••••• I•••Jun 24, 2025 to Apr 15, 2026
- Discretionary RAUM · $672M to $547MJun 24, 2025 to Apr 15, 2026
- Pooled vehicle RAUM · $80.2M to $22.7MJun 24, 2025 to Apr 15, 2026
- RAUM · $672M to $547MJun 24, 2025 to Apr 15, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jun 24, 2025
- Accounts · 478 to 734Jun 18, 2024 to Mar 31, 2025
- Advisory activities · 3 to 5Jun 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 2.0Jun 18, 2024 to Mar 31, 2025
- Employees · 8 to 10Jun 18, 2024 to Mar 31, 2025
- Insurance-licensed employees · 1 to 2Jun 18, 2024 to Mar 31, 2025
- Private funds · unset to 2Jun 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $132M to $672MJun 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 80197127.0Jun 18, 2024 to Mar 31, 2025
- RAUM · $132M to $672MJun 18, 2024 to Mar 31, 2025
- Accounts · 1,702 to 478Aug 16, 2023 to Mar 29, 2024
- Advisory employees · 4 to 6Aug 16, 2023 to Mar 29, 2024
- Insurance-licensed employees · 0 to 1Aug 16, 2023 to Mar 29, 2024
- State-registered IARs · 0 to 2Aug 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $500M to $132MAug 16, 2023 to Mar 29, 2024
- RAUM · $500M to $132MAug 16, 2023 to Mar 29, 2024
- Advisory activities · 5 to 3Aug 4, 2023 to Aug 16, 2023
Signals
5 dated events
- Cachetech reported RAUM $671.7M, up 410% from $131.8M (2024-06-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- F•••••• C••••• M••••• (Chief Compliance Officer) appeared on Schedule A of CachetechJun 18, 2024 · Control person joined · fact
- J••••••• D•••• N•••••• (Chief Compliance Officer) no longer on Schedule A of Cachetech (listed 2024-03-29, absent 2024-06-18)Jun 18, 2024 · Control person left · inference
- Cachetech reported RAUM $131.8M, down 74% from $500.0M (2023-08-16 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Cachetech filed its initial SEC registration (Form ADV)Aug 4, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- cachetech.ioreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 435-752-1702reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $182Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026