DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Liberty Atlantic Advisors
Legal name Liberty Atlantic Advisors LLC
Latest filing Jul 23, 2026
First filing on the tape Jan 26, 2026 · 3 filings
SEC status approved since Jan 22, 2026
RAUM
$186M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$183M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$37.2M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$186M as of Jul 23, 2026
Jan 26, 2026$186M then
HNW client RAUM$145M as of Jul 23, 2026
Jan 26, 2026$145M then
State-registered IARs (5.B.3)4 as of Jul 23, 2026
Jan 26, 20264 then
Employees (5.A)8 as of Jul 23, 2026
Jan 26, 20268 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $37.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $419,450derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $21.5M, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$145M78%
- Individuals$37.8M20%
- Charitable organizations$2.3M1.2%
- Corporations and businesses$261,3210.1%
- Individual clients
- 76reported
- HNW clients
- 61reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 443reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.5M for 28 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Patrick EvansCertified Financial Planner, Chartered Financial Analyst | Florence | Nov 15, 2023 | 23 y | 6 |
| Alexander James Ingrim | Florence | Nov 16, 2023 | 11 y | 1 |
| Ricardo Jorge Jesus | ConceiçãO | Nov 16, 2023 | 12 y | 1 |
| David Matthew Cantor | Florence | Aug 28, 2025 | 13 y | 0 |
| Henry George Rutherford | Stamford | Mar 25, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Alexander James Ingrim from Beacon Global Advisor Network, LLCNov 16, 2023 · RIA to RIA
- Ricardo Jorge Jesus from Beacon Global Advisor Network, LLCNov 16, 2023 · RIA to RIA
- Scott Patrick Evans from Beacon Global Advisor Network, LLCNov 15, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Scott Evans · Membercontrolsince 08/2023 · owns 50% to 75%
- James Alexander Ingrim · Membercontrolsince 08/2023 · owns 50% to 75%
- Lee Spencer Ingrim · Chief Commercial Officercontrolsince 06/2025 · owns less than 5%
- Leigh Xandra Pendergrass · Ccosince 01/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Individual RAUM · $37.8M to $37.8MJan 26, 2026 to Feb 9, 2026
- RAUM · $186M to $186MJan 26, 2026 to Feb 9, 2026
- Discretionary RAUM · $185M to $185MJan 26, 2026 to Feb 9, 2026
- HNW RAUM · $145M to $145MJan 26, 2026 to Feb 9, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 704-555-0127reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/liberty-atlantic-advisors/?originalSubdreportedpublic record, Form ADV, Sep 18, 2026
- Website
- libertyatlantic.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (720) 655-7510reportedpublic record, Form ADV, Jul 23, 2026
- Team page
- libertyatlantic.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026