DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H•••••• G••••• C••••••

Asset manager (funds and pooled vehicles)CRD 327883SEC 801-129841website IAPD

Legal name H•• A•••••• L••

Latest filing Apr 30, 2026

First filing on the tape Aug 31, 2023 · 9 filings

SEC status approved since Apr 5, 2024

RAUM

$627M

reported, Item 5.F

Discretionary

86%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$627M as of Apr 30, 2026

Mar 28, 2025$452M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 30, 2026

Mar 28, 20250 then

Employees (5.A)4 as of Apr 30, 2026

Mar 28, 20253 then

Private funds9 as of Apr 30, 2026

Mar 28, 20256 then

RAUM +39% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Apr 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $69.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 86%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +39%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$627M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 9reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H•••••• G••••• C•••••• I• Q•• L••	Private Equity Fund	$85.3M	129	Mar 31, 2023
H•••••• C••••• L••	Private Equity Fund	$83.7M	85	Mar 30, 2021
H•••••• G••••• C•••••• I•• L••	Private Equity Fund	$65.7M	99	Mar 27, 2020
H•••••• G••••• C•••••• I• L••	Private Equity Fund	$26.7M	100	Mar 25, 2013
H•••••• G••••• C•••••• I•• L••	Private Equity Fund	$19.5M	79	Mar 31, 2023
H•••••• G••••• C•••••• L••	Private Equity Fund	$11.0M	66	Mar 30, 2012

Owners and control persons

Schedule A and B, latest filing

G•••••• E•••• G•••••• · Ceo & Presidentcontrol
since 08/2023 · owns 75% or more
G••••••• M••••• L••••• · Ccocontrol
since 08/2023 · owns less than 5%
W••••••• J•••••• L••• · Cfocontrol
since 08/2023 · owns less than 5%

Related persons

Schedule D 7.A

H•••••• G••••• C•••••• M•••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Apr 30, 2026
private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was 0.0% (490 comparable advisers, 93.0th percentile of changes)
peers: ASSET_M••••••, $500M to $1B (490) · 93% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 6 to 9
Jul 23, 2025 to Mar 30, 2026
Pooled vehicle clients · 6 to 9
Jul 23, 2025 to Mar 30, 2026
Employees · 3 to 4
Jul 23, 2025 to Mar 30, 2026
Private funds · 6 to 9
Jul 23, 2025 to Mar 30, 2026
Discretionary RAUM · $322M to $536M
Jul 23, 2025 to Mar 30, 2026
Non-discretionary RAUM · $126M to $90.7M
Jul 23, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $448M to $627M
Jul 23, 2025 to Mar 30, 2026
RAUM · $448M to $627M
Jul 23, 2025 to Mar 30, 2026
Financial planning clients · unset to
Mar 28, 2025 to Jul 23, 2025
Discretionary RAUM · $452M to $322M
Mar 28, 2025 to Jul 23, 2025
Non-discretionary RAUM · $0 to $126M
Mar 28, 2025 to Jul 23, 2025
Pooled vehicle RAUM · $452M to $448M
Mar 28, 2025 to Jul 23, 2025
RAUM · $452M to $448M
Mar 28, 2025 to Jul 23, 2025
HQ city · unset to
Jul 25, 2024 to Mar 28, 2025
HQ state · unset to
Jul 25, 2024 to Mar 28, 2025
Discretionary RAUM · $292M to $452M
Jul 25, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $292M to $452M
Jul 25, 2024 to Mar 28, 2025
RAUM · $292M to $452M
Jul 25, 2024 to Mar 28, 2025
Accounts · 0 to 6
May 21, 2024 to Jul 25, 2024
Pooled vehicle clients · unset to 6.0
May 21, 2024 to Jul 25, 2024
Assets in custody · unset to 0.0
May 21, 2024 to Jul 25, 2024
Custody of client assets · false to true
May 21, 2024 to Jul 25, 2024
Legal name · H•• M••••••• L•• to HGC ADVISOR LLC
May 21, 2024 to Jul 25, 2024
Private funds · unset to 6
May 21, 2024 to Jul 25, 2024
Discretionary RAUM · $0 to $292M
May 21, 2024 to Jul 25, 2024
Pooled vehicle RAUM · unset to 292104490.0
May 21, 2024 to Jul 25, 2024
RAUM · $0 to $292M
May 21, 2024 to Jul 25, 2024
Business name · H•• M••••••• L•• to H•••••• G••••• C••••••
Mar 6, 2024 to Mar 6, 2024

Signals

3 dated events

H•••••• G••••• C•••••• reported RAUM $626.9M, up 40% from $447.9M (2025-07-23 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
H•••••• G••••• C•••••• reported RAUM $452.5M, up 55% from $292.1M (2024-07-25 to 2025-03-28)
Mar 28, 2025 · RAUM change · derived
H•• M••••••• L•• filed its initial SEC registration (Form ADV)
Aug 31, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

H•••••• G••••• C•••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: harvestgrowthcapital.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 512-466-9118reportedpublic record, Form ADV, Apr 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026