DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• S••••••••• P••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Sep 22, 2023 · 10 filings
SEC status approved since Oct 23, 2023
RAUM
$97.3M
reported, Item 5.F
Discretionary
0.1%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$97.3M as of Mar 24, 2026
Feb 15, 2024$44,069 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Feb 15, 20240 then
Employees (5.A)5 as of Mar 24, 2026
Feb 15, 20244 then
Private funds: no history
RAUM +193% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $229,967derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.1%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +193%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$62.2M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 423reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.64 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• M•••••• · Chief Operating Officer & Chief Compliance Officercontrolsince 07/2023 · owns less than 5%
- T•••••••• M••••••• G••••• · Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- T•••••••• M••••••• G••••• · Managing Membercontrolsince 08/2023 · owns 50% to 75% of V••• A•••• H••••••• L••
Entity owners
- V••• A•••• H••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 24, 2026institutional share of RAUM moved from 0.0% to 64.0% between the annual amendments of 2025-03-24 and 2026-03-24peers: asset managers, under $100M (329)
- business activity changedChange between filings · filing Mar 24, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-03-24, yes on the filing of 2026-03-24peers: asset managers, under $100M (329)
What changed
consecutive filings, newest first
- Accounts · 14 to 423Mar 24, 2025 to Mar 24, 2026
- Advisory activities · 1 to 2Mar 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $54,020 to $61,625Mar 24, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $33.2M to $97.2MMar 24, 2025 to Mar 24, 2026
- RAUM · $33.2M to $97.3MMar 24, 2025 to Mar 24, 2026
- Financial planning clients · unset to Oct 17, 2024 to Mar 24, 2025
- Discretionary RAUM · $0 to $54,020Oct 17, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $33.6M to $33.2MOct 17, 2024 to Mar 24, 2025
- RAUM · $33.6M to $33.2MOct 17, 2024 to Mar 24, 2025
- Accounts · 13 to 14Jun 14, 2024 to Oct 17, 2024
- Non-discretionary RAUM · $30.0M to $33.6MJun 14, 2024 to Oct 17, 2024
- RAUM · $30.0M to $33.6MJun 14, 2024 to Oct 17, 2024
- Non-discretionary RAUM · $29.8M to $30.0MMar 26, 2024 to Jun 14, 2024
- RAUM · $29.8M to $30.0MMar 26, 2024 to Jun 14, 2024
- Accounts · 8 to 13Feb 16, 2024 to Mar 26, 2024
- Advisory employees · 2 to 3Feb 16, 2024 to Mar 26, 2024
- Employees · 4 to 5Feb 16, 2024 to Mar 26, 2024
- Other offices · 4 to 5Feb 16, 2024 to Mar 26, 2024
- Discretionary RAUM · $44,069 to $0Feb 16, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $0 to $29.8MFeb 16, 2024 to Mar 26, 2024
- RAUM · $44,069 to $29.8MFeb 16, 2024 to Mar 26, 2024
- Accounts · 0 to 8Oct 3, 2023 to Feb 15, 2024
- Advisory employees · 1 to 2Oct 3, 2023 to Feb 15, 2024
- Employees · 3 to 4Oct 3, 2023 to Feb 15, 2024
- Other offices · 3 to 4Oct 3, 2023 to Feb 15, 2024
- Discretionary RAUM · $0 to $44,069Oct 3, 2023 to Feb 15, 2024
- RAUM · $0 to $44,069Oct 3, 2023 to Feb 15, 2024
Signals
1 dated events
- A••••• S••••••••• P••••••••• L•• filed its initial SEC registration (Form ADV)Sep 22, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aspire-strategist-portfoliosreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212 292 3177reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026