DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M• G•• W•••••
Legal name M• G••••••••• W•••••• L••
Latest filing Mar 19, 2026
First filing on the tape Aug 3, 2023 · 14 filings
SEC status approved since Sep 7, 2023
RAUM
$404M
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
98%
$397M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$135M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$404M as of Mar 19, 2026
Jan 5, 2024$335M then
HNW client RAUM$385M as of Mar 19, 2026
Jan 5, 2024$314M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Jan 5, 20243 then
Employees (5.A)3 as of Mar 19, 2026
Jan 5, 20243 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 3 to 3offices 0 to 1
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $38.2M, 60 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$385M95%
- Individuals$12.3M3.0%
- Charitable organizations$5.2M1.3%
- Corporations and businesses$1.8M0.4%
- Individual clients
- 48reported
- HNW clients
- 72reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 398reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38.2M for 60 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• J• B••••Certified Financial Planner, Chartered Financial Analyst | Spokane, Wa | Sep 7, 2023 | 14 y | 2 |
| D•••• K••• M••••• | Spokane, Wa | Sep 7, 2023 | 31 y | 5 |
| C••• K••• M••••• | Spokane, Wa | Oct 2, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• K••• M••••• from M•••••••Sep 7, 2023 · RIA to a newly registered adviser
- A••••• J• B•••• from M•••••••Sep 7, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A•••••• J• · Chief Compliance Officercontrolsince 08/2023 · owns 10% to 25%
- M•••••• D••••• K••• · Owner Of LLCcontrolsince 06/2023 · owns 50% to 75%
- B••••••• M••• · Owner Of LLCcontrolsince 11/2021 · owns 75% or more of E••••• L••
Entity owners
- E••••• L•• · Owner Of LLCdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spokane, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 19, 2026custody of client assets (Item 9.A): no on the filing of 2026-01-20, yes on the filing of 2026-03-19peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 392 to 398Jan 20, 2026 to Mar 19, 2026
- HNW clients · 68 to 72Jan 20, 2026 to Mar 19, 2026
- Individual clients · 46 to 48Jan 20, 2026 to Mar 19, 2026
- Assets in custody · unset to 38233380.0Jan 20, 2026 to Mar 19, 2026
- Custody of client assets · false to trueJan 20, 2026 to Mar 19, 2026
- Other offices · 0 to 1Jan 20, 2026 to Mar 19, 2026
- Discretionary RAUM · $245M to $278MJan 20, 2026 to Mar 19, 2026
- HNW RAUM · $314M to $385MJan 20, 2026 to Mar 19, 2026
- Individual RAUM · $14.5M to $12.3MJan 20, 2026 to Mar 19, 2026
- Non-discretionary RAUM · $88.3M to $126MJan 20, 2026 to Mar 19, 2026
- RAUM · $334M to $404MJan 20, 2026 to Mar 19, 2026
- Financial planning clients · 0 to 0Jun 18, 2025 to Sep 15, 2025
- Pension plan clients · 0.0 to unsetApr 2, 2025 to Jun 18, 2025
- Pooled vehicle clients · 0.0 to unsetApr 2, 2025 to Jun 18, 2025
- Pension RAUM · 0.0 to unsetApr 2, 2025 to Jun 18, 2025
- Pooled vehicle RAUM · 0.0 to unsetApr 2, 2025 to Jun 18, 2025
- Accounts · 378 to 392Jan 5, 2024 to Feb 26, 2025
- HNW clients · 58 to 68Jan 5, 2024 to Feb 26, 2025
- Individual clients · 48 to 46Jan 5, 2024 to Feb 26, 2025
- Discretionary RAUM · $235M to $245MJan 5, 2024 to Feb 26, 2025
- HNW RAUM · $314M to $314MJan 5, 2024 to Feb 26, 2025
- Individual RAUM · $14.6M to $14.5MJan 5, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $99.3M to $88.3MJan 5, 2024 to Feb 26, 2025
- RAUM · $335M to $334MJan 5, 2024 to Feb 26, 2025
- Accounts · 0 to 378Sep 18, 2023 to Jan 5, 2024
- Charity clients · unset to 2.0Sep 18, 2023 to Jan 5, 2024
- Corporate clients · unset to 1.0Sep 18, 2023 to Jan 5, 2024
- HNW clients · unset to 58.0Sep 18, 2023 to Jan 5, 2024
- Individual clients · unset to 48.0Sep 18, 2023 to Jan 5, 2024
- Pension plan clients · unset to 0.0Sep 18, 2023 to Jan 5, 2024
- Pooled vehicle clients · unset to 0.0Sep 18, 2023 to Jan 5, 2024
- Discretionary RAUM · $0 to $235MSep 18, 2023 to Jan 5, 2024
- HNW RAUM · unset to 314287765.0Sep 18, 2023 to Jan 5, 2024
- Individual RAUM · unset to 14601653.0Sep 18, 2023 to Jan 5, 2024
- Non-discretionary RAUM · $0 to $99.3MSep 18, 2023 to Jan 5, 2024
- Pension RAUM · unset to 0.0Sep 18, 2023 to Jan 5, 2024
- Pooled vehicle RAUM · unset to 0.0Sep 18, 2023 to Jan 5, 2024
- RAUM · $0 to $335MSep 18, 2023 to Jan 5, 2024
- Advisory employees · 2 to 3Aug 3, 2023 to Aug 21, 2023
- Employees · 2 to 3Aug 3, 2023 to Aug 21, 2023
Signals
2 dated events
- 2 advisors left M••••••• (Seattle, WA) for M• G•• W••••• on the same dayOct 2, 2023 · Team lift-out · derived
- M• G•• W••••• filed its initial SEC registration (Form ADV)Aug 3, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 509-703-5713reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 509-703-5714reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 509-703-5715reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mb-generational-wealth/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- mbgenwealth.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 509-703-5715reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- mbgenwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $135Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026