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Former SEC-registered adviser

M••••••• C•••••• P•••••••• L•

Former SEC-registered adviserStamford, ConnecticutCRD 328011SEC 801-128746IAPD
Latest filing Dec 8, 2023
First filing on the tape Aug 17, 2023 · 4 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Dec 8, 2023
Aug 17, 2023$0 then
HNW client RAUM$0 as of Dec 8, 2023
Aug 17, 2023$0 then
State-registered IARs (5.B.3)0 as of Dec 8, 2023
Aug 17, 20230 then
Employees (5.A)5 as of Dec 8, 2023
Aug 17, 20235 then
Private funds: no history
Practice profile
derived from the filing of Dec 8, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••••••• C•••• E•••••• T••••••••• F••• 1• L•Private Equity Fund$00Jan 17, 2024
      M••••••• C•••• E•••••• T••••••••• F••• 1• L•Private Equity Fund$00Jan 17, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • F••••••••• C••••••• P••• · Chief Operating Officer, Chief Investment Officercontrol
        since 05/2023 · owns less than 5%
      • G•••••••• E••••• A••••• · Chief Executive Officercontrol
        since 05/2023 · owns less than 5%
      • S••••• J••••• L•••• · Chief Compliance Officercontrol
        since 11/2023 · owns less than 5%
      • F••••••••• C••••••• P••• · Membercontrol
        since 05/2023 · owns 25% to 50% of M••••••• C•••••• H••••••• L••
      • F••••••••• C••••••• P••• · Membercontrol
        since 05/2023 · owns 25% to 50% of M••••••• C•••••• P••••••• G• L••
      • G•••••••• E••••• A••••• · Managing Membercontrol
        since 05/2023 · owns 50% to 75% of M••••••• C•••••• P••••••• G• L••
      • G•••••••• E••••• A••••• · Managing Membercontrol
        since 05/2023 · owns 50% to 75% of M••••••• C•••••• H••••••• L••
      Entity owners
      • M••••••• C•••••• H••••••• L•• · Limited Partner
        direct · owns 75% or more
      • M••••••• C•••••• P••••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      2 dated events
      • L•••• J•••• S•••• (Chief Compliance Officer) appeared on Schedule A of M••••••• C•••••• P•••••••• L•
        Dec 8, 2023 · Control person joined · fact
      • M••••••• C•••••• P•••••••• L• filed its initial SEC registration (Form ADV)
        Aug 17, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026