DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B••• W••••• A•••••••
Legal name B••• F•••••••• S••••••• I•••
Latest filing Jul 17, 2026
First filing on the tape Aug 25, 2023 · 20 filings
SEC status approved since Sep 28, 2023
RAUM
$662M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
94%
$624M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$66.2M
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$662M as of Jul 17, 2026
Mar 14, 2024$222M then
HNW client RAUM$406M as of Jul 17, 2026
Mar 14, 2024$160M then
State-registered IARs (5.B.3)8 as of Jul 17, 2026
Mar 14, 20247 then
Employees (5.A)19 as of Jul 17, 2026
Mar 14, 202416 then
Private funds: no history
RAUM +30% over the last fiscal yearIARs 8 to 8
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $66.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $235,263derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $206M, 882 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$406M61%
- Individuals$219M33%
- Pension and profit-sharing plans$16.5M2.5%
- Corporations and businesses$14.1M2.1%
- Charitable organizations$7.2M1.1%
- Individual clients
- 573reported
- HNW clients
- 240reported
- Pension plan clients
- 14reported
- Charitable clients
- 8reported
- Accounts
- 2,815reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $206M for 882 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• M•••••• K•••• | Gap, Pa | Oct 16, 2023 | 21 y | 1 |
| A••• D•••• B••••Certified Financial Planner | Gap, Pa | Oct 16, 2023 | 14 y | 1 |
| R••••• D••• B•••Certified Financial Planner | Gap, Pa | Oct 16, 2023 | 30 y | 2 |
| C••••• M••• B••••••••• | Gap, Pa | Oct 16, 2023 | 21 y | 1 |
| J•••• G•••••• W••••••• | Gap, Pa | Oct 16, 2023 | 10 y | 1 |
| A•••••••• S• C•••• | Gap, Pa | Oct 16, 2023 | 18 y | 2 |
| C•••• L•••• K••• | Gap, Pa | Oct 16, 2023 | 18 y | 1 |
| K••••• M• E•• | Gap, Pa | Nov 26, 2024 | 11 y | 0 |
| D•••• L•• D•••••••• | Gap, Pa | Jan 8, 2026 | 10 y | 0 |
| A••• S••••••• | Gap, Pa | Jul 9, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••••• S• C•••• from S••••••••• A•••••• A•••••••• I•••Oct 16, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- R••••• D••• B••• from S••••••••• A•••••• A•••••••• I•••Oct 16, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- C••••• M••• B••••••••• from S••••••••• A•••••• A•••••••• I•••Oct 16, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- R••• M•••••• K•••• from S••••••••• A•••••• A•••••••• I•••Oct 16, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• G•••••• W••••••• from S••••••••• A•••••• A•••••••• I•••Oct 16, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••• L•••• K••• from S••••••••• A•••••• A•••••••• I•••Oct 16, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- A••• D•••• B•••• from S••••••••• A•••••• A•••••••• I•••Oct 16, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 7 joined from S••••••••• A•••••• A•••••••• I•••May 31, 2024 · Gap, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• R•••••• D••• · Co-Foundercontrolsince 10/2023 · owns 75% or more
- B••••••••• C•••••• M••• · Co-Founder And Chief Compliance Officercontrolsince 10/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gap, Pa · principal | 10 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,283 to 2,815Jun 2, 2025 to Mar 26, 2026
- Charity clients · 7 to 8Jun 2, 2025 to Mar 26, 2026
- HNW clients · 131 to 240Jun 2, 2025 to Mar 26, 2026
- Individual clients · 545 to 573Jun 2, 2025 to Mar 26, 2026
- Pension plan clients · 16 to 14Jun 2, 2025 to Mar 26, 2026
- Assets in custody · $124M to $206MJun 2, 2025 to Mar 26, 2026
- Discretionary RAUM · $499M to $641MJun 2, 2025 to Mar 26, 2026
- HNW RAUM · $314M to $406MJun 2, 2025 to Mar 26, 2026
- Individual RAUM · $166M to $219MJun 2, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $10.1M to $21.5MJun 2, 2025 to Mar 26, 2026
- Pension RAUM · $17.2M to $16.5MJun 2, 2025 to Mar 26, 2026
- RAUM · $509M to $662MJun 2, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 101-250Mar 19, 2025 to Jun 2, 2025
- Accounts · 898 to 2,283Dec 3, 2024 to Mar 19, 2025
- Advisory employees · 7 to 8Dec 3, 2024 to Mar 19, 2025
- Advisory activities · 4 to 5Dec 3, 2024 to Mar 19, 2025
- BD registered reps · 7 to 0Dec 3, 2024 to Mar 19, 2025
- Charity clients · unset to 7.0Dec 3, 2024 to Mar 19, 2025
- Corporate clients · unset to 6.0Dec 3, 2024 to Mar 19, 2025
- Individual clients · 232 to 545Dec 3, 2024 to Mar 19, 2025
- Pension plan clients · unset to 16.0Dec 3, 2024 to Mar 19, 2025
- Commission compensation · true to falseDec 3, 2024 to Mar 19, 2025
- Assets in custody · $62.5M to $124MDec 3, 2024 to Mar 19, 2025
- Employees · 16 to 19Dec 3, 2024 to Mar 19, 2025
- Financial planning clients · 11-25 to 101-250Dec 3, 2024 to Mar 19, 2025
- State-registered IARs · 7 to 8Dec 3, 2024 to Mar 19, 2025
- Discretionary RAUM · $221M to $499MDec 3, 2024 to Mar 19, 2025
- HNW RAUM · $160M to $314MDec 3, 2024 to Mar 19, 2025
- Individual RAUM · $62.1M to $166MDec 3, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $1.7M to $10.1MDec 3, 2024 to Mar 19, 2025
- Pension RAUM · unset to 17179870.0Dec 3, 2024 to Mar 19, 2025
- RAUM · $222M to $509MDec 3, 2024 to Mar 19, 2025
- Commission compensation · false to trueJun 3, 2024 to Jun 24, 2024
- Accounts · 710 to 898Jan 18, 2024 to Mar 14, 2024
- Advisory employees · 8 to 7Jan 18, 2024 to Mar 14, 2024
- HNW clients · 104 to 131Jan 18, 2024 to Mar 14, 2024
- Individual clients · 176 to 232Jan 18, 2024 to Mar 14, 2024
- Assets in custody · $156M to $62.5MJan 18, 2024 to Mar 14, 2024
- Financial planning clients · 0 to 11-25Jan 18, 2024 to Mar 14, 2024
- State-registered IARs · 8 to 7Jan 18, 2024 to Mar 14, 2024
Signals
13 dated events
- B••• W••••• A••••••• reported RAUM $662.3M, up 30% from $509.3M (2025-06-02 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- B••• W••••• A••••••• reported RAUM $509.3M, up 129% from $222.2M (2024-12-03 to 2025-03-19)Mar 19, 2025 · RAUM change · derived
- 7 advisors left S••••••••• A•••••• A•••••••• I••• (Gap, PA) for B••• W••••• A••••••• within 5 daysMay 31, 2024 · Team lift-out · derived
- Mark Curtis Burkholder (Co-Founder And Chief Compliance Officer) appeared on Schedule A of B••• W••••• A•••••••Oct 12, 2023 · Control person joined · fact
- Dean Ronald B••• (Co-Founder) appeared on Schedule A of B••• W••••• A•••••••Oct 12, 2023 · Control person joined · fact
- Harrison Taelim Yaste (Chief Compliance Officer) no longer on Schedule A of B••• W••••• A••••••• (listed 2023-09-28, absent 2023-10-12)Oct 12, 2023 · Control person left · inference
- S••• T••••••••• (Chief Executive Officer) no longer on Schedule A of B••• W••••• A••••••• (listed 2023-09-28, absent 2023-10-12)Oct 12, 2023 · Control person left · inference
- Mark Curtis Burkholder (Chief Executive Officer) no longer on Schedule A of B••• W••••• A••••••• (listed 2023-09-27, absent 2023-09-28)Sep 28, 2023 · Control person left · inference
- Dean Ronald B••• (Managing Member) no longer on Schedule A of B••• W••••• A••••••• (listed 2023-09-27, absent 2023-09-28)Sep 28, 2023 · Control person left · inference
- S••• T••••••••• (Chief Executive Officer) appeared on Schedule A of B••• W••••• A•••••••Sep 28, 2023 · Control person joined · fact
- Mark Curtis Burkholder (Chief Executive Officer) appeared on Schedule A of B••• W••••• A•••••••Sep 7, 2023 · Control person joined · fact
- Dean Ronald B••• (Managing Member) appeared on Schedule A of B••• W••••• A•••••••Sep 7, 2023 · Control person joined · fact
- B••• W••••• A••••••• filed its initial SEC registration (Form ADV)Aug 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B•••WEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 717-407-5200reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026