DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••• M•••• A•••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Oct 16, 2023 · 7 filings
SEC status approved since Nov 15, 2023
RAUM
$167M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$167M as of Mar 27, 2026
Mar 14, 2024$29.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 14, 20240 then
Employees (5.A)7 as of Mar 27, 2026
Mar 14, 20247 then
Private funds1 as of Mar 27, 2026
Mar 14, 20241 then
RAUM +17% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $167M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$167M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $167M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• M•••• G••••• A•••• S••••• F••• L••• | Hedge Fund | $29.9M | 3 | Mar 14, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••• C•••• A••••••• · Ownercontrolsince 11/2023 · owns 10% to 25%
- B••••• W••••••• A••• · Ownercontrolsince 12/2022 · owns 75% or more
- P•••••• J•••• C•••••••• · Chief Compliance Officer / Chief Operating Officercontrolsince 07/2023 · owns less than 5%
- B••••• W••••••• A••• · Ownercontrolsince 12/2022 · owns 75% or more of B••••• W••••••• A•••
Entity owners
- T•••• M•••• A•••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•••• M•••• A•••• M••••••••• G• L••pooled vehicle sponsorn
- T•••• M•••• A•••• M••••••••• M• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $142M to $167MMay 2, 2025 to Mar 27, 2026
- Employees · 6 to 7May 2, 2025 to Mar 27, 2026
- Discretionary RAUM · $142M to $167MMay 2, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $142M to $167MMay 2, 2025 to Mar 27, 2026
- RAUM · $142M to $167MMay 2, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 24, 2025 to May 2, 2025
- Assets in custody · $29.9M to $142MMar 14, 2024 to Mar 24, 2025
- Employees · 7 to 6Mar 14, 2024 to Mar 24, 2025
- Discretionary RAUM · $29.9M to $142MMar 14, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $29.9M to $142MMar 14, 2024 to Mar 24, 2025
- RAUM · $29.9M to $142MMar 14, 2024 to Mar 24, 2025
- Related bank · false to trueMar 14, 2024 to Mar 24, 2025
- Accounts · unset to 3.0Dec 6, 2023 to Mar 14, 2024
- Pooled vehicle clients · unset to 3.0Dec 6, 2023 to Mar 14, 2024
- Assets in custody · unset to 29900000.0Dec 6, 2023 to Mar 14, 2024
- Custody of client assets · false to trueDec 6, 2023 to Mar 14, 2024
- Employees · 6 to 7Dec 6, 2023 to Mar 14, 2024
- Private funds · unset to 1Dec 6, 2023 to Mar 14, 2024
- Discretionary RAUM · unset to 29900000.0Dec 6, 2023 to Mar 14, 2024
- Non-discretionary RAUM · unset to 0.0Dec 6, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · unset to 29900000.0Dec 6, 2023 to Mar 14, 2024
- RAUM · unset to 29900000.0Dec 6, 2023 to Mar 14, 2024
- Business name · T•••• M•••• to T•••• M•••• A•••• M••••••••• L•Dec 5, 2023 to Dec 6, 2023
- Legal name · T•••• M•••• ASSET MANAGEMENT LLC to T•••• M•••• A•••• M••••••••• L•Dec 5, 2023 to Dec 6, 2023
- Organization form · Limited Liability Company to Limited PartnershipDec 5, 2023 to Dec 6, 2023
- Legal name · T•••• M•••• to T•••• M•••• ASSET MANAGEMENT LLCOct 16, 2023 to Dec 5, 2023
Signals
2 dated events
- Anderson Cole Adams (Owner) appeared on Schedule A of T•••• M•••• A•••• M••••••••• L•Mar 14, 2024 · Control person joined · fact
- T•••• M•••• filed its initial SEC registration (Form ADV)Oct 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 917-620-0814reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026