DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F•••••••• G•••• P••••••• L•

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 328089SEC 801-129178websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Nov 7, 2023 · 5 filings
SEC status approved since Jan 2, 2024
RAUM
$16B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
182
105 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
2
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$16B as of Mar 31, 2026
Mar 31, 2025$12B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)182 as of Mar 31, 2026
Mar 31, 2025132 then
Private funds2 as of Mar 31, 2026
Mar 31, 20252 then
RAUM +42% over the last fiscal yearIARs 0 to 0offices 5 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.7BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived7 offices incl. principal (1.F.5)
RAUM growth, one year
+42%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$16B, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$16B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$16B for 6 clientsreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F•• R•••••• M••••• F••• L•Hedge Fund$6.0B2Nov 7, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• T•••• K•••• · Limited Partner, Ceo, Ciocontrol
        since 02/2023 · owns 50% to 75%
      • D••••••••• N•••••• D••• · Limited Partner, President, Coocontrol
        since 02/2023 · owns 5% to 10%
      • D••••••• P••••••• L••••• · Cfo, Head Of Operationscontrol
        since 08/2023 · owns less than 5%
      • P••••••••• R•••• K•••••• · Limited Partner, Deputy Ciocontrol
        since 02/2023 · owns 10% to 25%
      • S••••• D••••• S•••• · General Counsel, Ccocontrol
        since 06/2023 · owns less than 5%
      • B•••••• T•••• K•••• · Member/Managercontrol
        since 02/2023 · owns 50% to 75% of F•••••••• G•••• P••••••• G• L••
      • M••••••• S•••••••• D••••• · Limited Partner, Head Of Quantitative Strategies
        since 02/2023 · owns 10% to 25%
      Entity owners
      • F•••••••• G•••• P••••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • F•• R•••••• F••• G• L••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY22 employees
      • West Palm Beach, FL6 employees
      • Kingwood, TX3 employees
      • Excelsior, MN1 employees
      • Newburyport, MA1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 75 to 105
        Nov 28, 2025 to Mar 31, 2026
      • Assets in custody · $12B to $16B
        Nov 28, 2025 to Mar 31, 2026
      • Employees · 132 to 182
        Nov 28, 2025 to Mar 31, 2026
      • Other offices · 5 to 6
        Nov 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $12B to $16B
        Nov 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $12B to $16B
        Nov 28, 2025 to Mar 31, 2026
      • RAUM · $12B to $16B
        Nov 28, 2025 to Mar 31, 2026
      • Accounts · 3 to 6
        May 1, 2024 to Mar 31, 2025
      • Advisory employees · 53 to 75
        May 1, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 3 to 6
        May 1, 2024 to Mar 31, 2025
      • Assets in custody · $0 to $12B
        May 1, 2024 to Mar 31, 2025
      • Employees · 107 to 132
        May 1, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        May 1, 2024 to Mar 31, 2025
      • Private funds · 1 to 2
        May 1, 2024 to Mar 31, 2025
      • Discretionary RAUM · $6.0B to $12B
        May 1, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $6.0B to $12B
        May 1, 2024 to Mar 31, 2025
      • RAUM · $6.0B to $12B
        May 1, 2024 to Mar 31, 2025
      • Accounts · 0 to 3
        Nov 7, 2023 to May 1, 2024
      • Advisory employees · 17 to 53
        Nov 7, 2023 to May 1, 2024
      • Pooled vehicle clients · 0 to 3
        Nov 7, 2023 to May 1, 2024
      • Assets in custody · unset to 0.0
        Nov 7, 2023 to May 1, 2024
      • Custody of client assets · false to true
        Nov 7, 2023 to May 1, 2024
      • Employees · 45 to 107
        Nov 7, 2023 to May 1, 2024
      • Other offices · 3 to 5
        Nov 7, 2023 to May 1, 2024
      • Discretionary RAUM · $0 to $6.0B
        Nov 7, 2023 to May 1, 2024
      • Pooled vehicle RAUM · $0 to $6.0B
        Nov 7, 2023 to May 1, 2024
      • RAUM · $0 to $6.0B
        Nov 7, 2023 to May 1, 2024
      • Related adviser · false to true
        Nov 7, 2023 to May 1, 2024
      • Related bank · true to false
        Nov 7, 2023 to May 1, 2024
      Signals
      3 dated events
      • F•••••••• G•••• P••••••• L• reported RAUM $16.5B, up 42% from $11.6B (2025-11-28 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • F•••••••• G•••• P••••••• L• reported RAUM $11.6B, up 94% from $6.0B (2024-05-01 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • F•••••••• G•••• P••••••• L• filed its initial SEC registration (Form ADV)
        Nov 7, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/freestone-grove-partners/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
      Website
      f••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      4159074100reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026