DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C• C•••• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Sep 21, 2023 · 7 filings
SEC status approved since Oct 23, 2023
RAUM
$363M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$363M as of Mar 31, 2026
Jun 12, 2024$188M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jun 12, 20240 then
Employees (5.A)8 as of Mar 31, 2026
Jun 12, 202410 then
Private funds2 as of Mar 31, 2026
Jun 12, 20241 then
RAUM -18% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $121MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $252M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$252M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $252M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 8•• F••• I• L•• | Private Equity Fund | $87.5M | 2 | Feb 21, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••• A••••••• Y•• · Manager,Member, Chief Compliance Officercontrolsince 03/2022 · owns 25% to 50%
- D•••••• J••••••• L••• · Membercontrolsince 03/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
What changed
consecutive filings, newest first
- Assets in custody · $344M to $252MJul 14, 2025 to Mar 31, 2026
- Employees · 6 to 8Jul 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $444M to $363MJul 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $344M to $252MJul 14, 2025 to Mar 31, 2026
- RAUM · $444M to $363MJul 14, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 14, 2025
- Accounts · 2 to 3Feb 26, 2025 to Mar 28, 2025
- Advisory employees · 5 to 3Feb 26, 2025 to Mar 28, 2025
- Advisory activities · 1 to 2Feb 26, 2025 to Mar 28, 2025
- Pooled vehicle clients · 1 to 2Feb 26, 2025 to Mar 28, 2025
- Assets in custody · $87.5M to $344MFeb 26, 2025 to Mar 28, 2025
- Custody of client assets · false to trueFeb 26, 2025 to Mar 28, 2025
- Employees · 10 to 6Feb 26, 2025 to Mar 28, 2025
- Private funds · 1 to 2Feb 26, 2025 to Mar 28, 2025
- Discretionary RAUM · $188M to $444MFeb 26, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $87.5M to $344MFeb 26, 2025 to Mar 28, 2025
- RAUM · $188M to $444MFeb 26, 2025 to Mar 28, 2025
- Accounts · unset to 2.0Sep 21, 2023 to Feb 21, 2024
- Advisory employees · 3 to 5Sep 21, 2023 to Feb 21, 2024
- Pooled vehicle clients · unset to 1.0Sep 21, 2023 to Feb 21, 2024
- Assets in custody · unset to 87527483.0Sep 21, 2023 to Feb 21, 2024
- Employees · 7 to 10Sep 21, 2023 to Feb 21, 2024
- Other offices · 0 to 1Sep 21, 2023 to Feb 21, 2024
- Private funds · unset to 1Sep 21, 2023 to Feb 21, 2024
- Discretionary RAUM · unset to 187532554.0Sep 21, 2023 to Feb 21, 2024
- Non-discretionary RAUM · unset to 0.0Sep 21, 2023 to Feb 21, 2024
- Pooled vehicle RAUM · unset to 87527483.0Sep 21, 2023 to Feb 21, 2024
- RAUM · unset to 187532554.0Sep 21, 2023 to Feb 21, 2024
Signals
2 dated events
- C• C•••• C•••••• P•••••••• L•• reported RAUM $444.4M, up 137% from $187.5M (2025-02-26 to 2025-03-28)Mar 28, 2025 · ria raum c••••e · derived
- C• C•••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Sep 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C• C•••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/c-cubed-capital-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-576-9145reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026