DFX Intelligence
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O•••••••
Independent wealth manager, based in Aventura, Florida, reporting $353,485 of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $353,485
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- Not established
- Private clients
- 100% of RAUM, $353,485
Form ADV
IAPD
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 3
Every filed figure, and the identifiersCRD 328152 · SEC 801-132047 · 7 filingsShowHide
CRD 328152SEC 801-132047Legal name O••••••• A••••• L••First filing on the tape Feb 12, 2025, latest Jun 29, 2026SEC status approved since Feb 27, 2025IAPD
RAUM
$353,485
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$353,485 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$353,485 as of Jun 29, 2026
Feb 12, 2025$0 then
HNW client RAUM$0 as of Jun 29, 2026
Feb 12, 2025$0 then
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Feb 12, 20250 then
Employees (5.A)2 as of Jun 29, 2026
Feb 12, 20252 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2,543derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$353,485100%
- Individual clients
- 139reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 139reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · MIAMI to AVENTURAMar 31, 2026 to Jun 29, 2026
- Accounts · 34 to 139Feb 23, 2026 to Mar 31, 2026
- Individual clients · 34 to 139Feb 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $2,364 to $353,485Feb 23, 2026 to Mar 31, 2026
- Individual RAUM · $2,364 to $353,485Feb 23, 2026 to Mar 31, 2026
- RAUM · $2,364 to $353,485Feb 23, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Aug 8, 2025 to Sep 25, 2025
- HQ city · NEW YORK to MIAMIAug 8, 2025 to Sep 25, 2025
- HQ state · NY to FLAug 8, 2025 to Sep 25, 2025
- Accounts · 0 to 34Feb 12, 2025 to Jun 19, 2025
- Individual clients · 0 to 34Feb 12, 2025 to Jun 19, 2025
- Discretionary RAUM · $0 to $2,364Feb 12, 2025 to Jun 19, 2025
- Individual RAUM · $0 to $2,364Feb 12, 2025 to Jun 19, 2025
- RAUM · $0 to $2,364Feb 12, 2025 to Jun 19, 2025
Signals
2 dated events
- ••• LockedJun 29, 2026 · ria hq relocated · fact
- ••• LockedSep 25, 2025 · ria hq relocated · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026