DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• I••••• A••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Oct 5, 2023 · 5 filings
SEC status approved since Nov 3, 2023
RAUM
$348M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$348M as of Mar 27, 2026
Feb 29, 2024$80.3M then
HNW client RAUM$0 as of Mar 27, 2026
Feb 29, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 29, 20240 then
Employees (5.A)5 as of Mar 27, 2026
Feb 29, 20243 then
Private funds: no history
RAUM +37% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $174MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$348M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• M••••••• S••••• · Ceo / Director / Ccocontrolsince 01/2023 · owns less than 5%
- S••••••••• J••• I••• · Shareholdercontrolsince 01/2018 · owns 75% or more of T•••• A•
Entity owners
- T•••• I••••• A••••••• A• · Shareholderdirect · owns 75% or more
- N••••• A•••• M••••••••• H••••••• A• · Shareholderindirect · owns 25% to 50% of T•••• I••••• A•
- N••••• B••• A•• · Shareholderindirect · owns 75% or more of N••••• A•••• M••••••••• H••••••• A• · public reporting company
- T•••• A• · Shareholderindirect · owns 75% or more of T•••• I••••• E•••••••• H•••••• A•
- T•••• I••••• A• · Shareholderindirect · owns 75% or more of T•••• I••••• A••••••• A•
- T•••• I••••• E•••••••• H•••••• A• · Shareholderindirect · owns 50% to 75% of T•••• I••••• A•
Related persons
Schedule D 7.A
- T••• I• ••••••• P••••••• S•••bankpooled vehicle sponsorn
- T•••• I••••• ••• S••bankpooled vehicle sponsorn
- T•••• I••••• A••••••• A•investment advisery
- T•••• I••••• A••••••• A••investment advisern
- T•••• I••••• A••••••• G•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 27, 2026discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $100M to $500M (1,567) · 0.0% percentile
- affiliate changedChange between filings · filing Mar 27, 2026bank affiliate (Item 7.A.6): yes on the filing of 2025-03-28, no on the filing of 2026-03-27peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Non-discretionary RAUM · $254M to $348MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $254M to $348MMar 28, 2025 to Mar 27, 2026
- RAUM · $254M to $348MMar 28, 2025 to Mar 27, 2026
- Related bank · true to falseMar 28, 2025 to Mar 27, 2026
- Advisory employees · 2 to 4Aug 7, 2024 to Mar 28, 2025
- Employees · 3 to 5Aug 7, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 7, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $80.3M to $254MAug 7, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $80.3M to $254MAug 7, 2024 to Mar 28, 2025
- RAUM · $80.3M to $254MAug 7, 2024 to Mar 28, 2025
- Accounts · 0 to 2Oct 5, 2023 to Feb 29, 2024
- Advisory employees · 1 to 2Oct 5, 2023 to Feb 29, 2024
- Pooled vehicle clients · 0 to 2Oct 5, 2023 to Feb 29, 2024
- Assets in custody · unset to 0.0Oct 5, 2023 to Feb 29, 2024
- Custody of client assets · false to trueOct 5, 2023 to Feb 29, 2024
- Employees · 1 to 3Oct 5, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $0 to $80.3MOct 5, 2023 to Feb 29, 2024
- Pooled vehicle RAUM · $0 to $80.3MOct 5, 2023 to Feb 29, 2024
- RAUM · $0 to $80.3MOct 5, 2023 to Feb 29, 2024
Signals
2 dated events
- T•••• I••••• A••••••• I••• reported RAUM $253.8M, up 216% from $80.3M (2024-08-07 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- T•••• I••••• A••••••• I••• filed its initial SEC registration (Form ADV)Oct 5, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/trill-impactreportedpublic record, Form ADV, Sep 18, 2026
- Website
- trillimpact.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-733-5510reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026