DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••• C•••••• P•••••••
Legal name S••••••• C•••••• P•••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Jun 27, 2025 · 3 filings
SEC status approved since Jul 29, 2025
RAUM
$501M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$501M as of Apr 29, 2026
Jun 27, 2025$163M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Jun 27, 20250 then
Employees (5.A)8 as of Apr 29, 2026
Jun 27, 20257 then
Private funds4 as of Apr 29, 2026
Jun 27, 20253 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $125MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $182M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$501M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $182M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• F••• I• L••• | Private Equity Fund | $125M | 21 | Oct 10, 2023 |
| S••••••• A••••••• S••• L•• | Private Equity Fund | $24.0M | 7 | Oct 10, 2023 |
Owners and control persons
Schedule A and B, latest filing
- L•••••••• R•••••• · Member & Managercontrolsince 07/2023 · owns 25% to 50%
- M•••••• K••••• M•••••• · Member & Managercontrolsince 07/2023 · owns 75% or more
- S•••••••• R•••••• R•••••• · Chief Financial Officer, Chief Compliance Officercontrolsince 03/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 4Jun 27, 2025 to Mar 27, 2026
- Advisory employees · 5 to 6Jun 27, 2025 to Mar 27, 2026
- Pooled vehicle clients · 3 to 4Jun 27, 2025 to Mar 27, 2026
- Assets in custody · $99.3M to $182MJun 27, 2025 to Mar 27, 2026
- Employees · 7 to 8Jun 27, 2025 to Mar 27, 2026
- Private funds · 3 to 4Jun 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $163M to $501MJun 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $163M to $501MJun 27, 2025 to Mar 27, 2026
- RAUM · $163M to $501MJun 27, 2025 to Mar 27, 2026
Signals
1 dated events
- S••••••• C•••••• P••••••• reported RAUM $500.7M, up 207% from $163.3M (2025-06-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- S••••••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- saothair.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484-658-3100reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026