DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••• N•••• L••
Latest filing Mar 10, 2026
First filing on the tape Aug 24, 2023 · 5 filings
SEC status approved since Oct 17, 2023
RAUM
$3.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$3.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$3.0M as of Mar 10, 2026
Mar 29, 2024$330,687 then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 10, 2026
Mar 29, 20246 then
Employees (5.A)8 as of Mar 10, 2026
Mar 29, 20248 then
Private funds: no history
RAUM +39% over the last fiscal yearIARs 6 to 6
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- $505,333derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $39,895derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$3.0M100%
- Individual clients
- 76reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 76reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• S••••••• C••••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- R•••• R••••• H••••••• G•••••• · Presidentcontrolsince 08/2023 · owns less than 5%
Entity owners
- I•••• H•••••••• I••• · Memberdirect · owns 75% or more
- I•••• C••••••••• S••••• D• C••• · Shareholderindirect · owns 75% or more of I•••• H•••••••• I•••
Related persons
Schedule D 7.A
- I•••• A••••••• L••investment adviserpooled vehicle sponsornRAUM $759M
- I••••• L•••broker-dealern
Advisers that list I•••• N•••• L•• as a related person
- 164519 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 50 to 76Mar 31, 2025 to Mar 10, 2026
- Individual clients · 50 to 76Mar 31, 2025 to Mar 10, 2026
- Discretionary RAUM · $2.2M to $3.0MMar 31, 2025 to Mar 10, 2026
- Individual RAUM · $2.2M to $3.0MMar 31, 2025 to Mar 10, 2026
- RAUM · $2.2M to $3.0MMar 31, 2025 to Mar 10, 2026
- Individual clients · 13 to 50Mar 29, 2024 to Mar 31, 2025
- Accounts · 13 to 50Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 5 to 6Mar 29, 2024 to Mar 31, 2025
- Insurance-licensed employees · 6 to 0Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $330,687 to $2.2MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $330,687 to $2.2MMar 29, 2024 to Mar 31, 2025
- RAUM · $330,687 to $2.2MMar 29, 2024 to Mar 31, 2025
- Accounts · 0 to 13Aug 28, 2023 to Mar 29, 2024
- Individual clients · unset to 13.0Aug 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $0 to $330,687Aug 28, 2023 to Mar 29, 2024
- Individual RAUM · unset to 330687.0Aug 28, 2023 to Mar 29, 2024
- RAUM · $0 to $330,687Aug 28, 2023 to Mar 29, 2024
Signals
1 dated events
- I•••• N•••• L•• filed its initial SEC registration (Form ADV)Aug 24, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 786-425-1717reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- j•••.n•••••••••.usreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 786-425-1717reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- j•••.n•••••••••.usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026