DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
0•• I••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Sep 29, 2023 · 5 filings
SEC status approved since Oct 27, 2023
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$205M as of Mar 26, 2026
Feb 23, 2024$230M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 23, 20240 then
Employees (5.A)5 as of Mar 26, 2026
Feb 23, 20243 then
Private funds3 as of Mar 26, 2026
Feb 23, 20241 then
RAUM -11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $205M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$205M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $205M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K• E•••••• L•• | Private Equity Fund | $500,000 | 42 | Feb 23, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F••• K•••• R••••• · Managing Member / Chief Compliance Officercontrolsince 09/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 4Mar 25, 2025 to Mar 26, 2026
- Advisory employees · 1 to 3Mar 25, 2025 to Mar 26, 2026
- Business name · K•• C•••••• L•• to 0•• I••••••••• L••Mar 25, 2025 to Mar 26, 2026
- Pooled vehicle clients · 1 to 4Mar 25, 2025 to Mar 26, 2026
- Assets in custody · $230M to $205MMar 25, 2025 to Mar 26, 2026
- Employees · 1 to 5Mar 25, 2025 to Mar 26, 2026
- Legal name · K•• C•••••• L•• to 0•• I••••••••• L••Mar 25, 2025 to Mar 26, 2026
- Private funds · 1 to 3Mar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $230M to $205MMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $230M to $205MMar 25, 2025 to Mar 26, 2026
- RAUM · $230M to $205MMar 25, 2025 to Mar 26, 2026
- Accounts · 11 to 1Apr 22, 2024 to Mar 25, 2025
- Advisory employees · 2 to 1Apr 22, 2024 to Mar 25, 2025
- Business name · K•• F••• M••••••• L•• to K•• C•••••• L••Apr 22, 2024 to Mar 25, 2025
- Employees · 3 to 1Apr 22, 2024 to Mar 25, 2025
- Financial planning clients · unset to Apr 22, 2024 to Mar 25, 2025
- Legal name · K•• F••• M••••••• L•• to K•• C•••••• L••Apr 22, 2024 to Mar 25, 2025
- Business name · K•• C•••••• L•• to K•• F••• M••••••• L••Feb 23, 2024 to Apr 22, 2024
- Legal name · K•• C•••••• L•• to K•• F••• M••••••• L••Feb 23, 2024 to Apr 22, 2024
- Accounts · unset to 11.0Sep 29, 2023 to Feb 23, 2024
- Pooled vehicle clients · unset to 1.0Sep 29, 2023 to Feb 23, 2024
- Assets in custody · unset to 230000000.0Sep 29, 2023 to Feb 23, 2024
- Custody of client assets · false to trueSep 29, 2023 to Feb 23, 2024
- Private funds · unset to 1Sep 29, 2023 to Feb 23, 2024
- Discretionary RAUM · unset to 230000000.0Sep 29, 2023 to Feb 23, 2024
- Non-discretionary RAUM · unset to 0.0Sep 29, 2023 to Feb 23, 2024
- Pooled vehicle RAUM · unset to 230000000.0Sep 29, 2023 to Feb 23, 2024
- RAUM · unset to 230000000.0Sep 29, 2023 to Feb 23, 2024
Signals
1 dated events
- K•• C•••••• L•• filed its initial SEC registration (Form ADV)Sep 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•• F••• M••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- krfcap.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-202-1730reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026