DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1••• C•••••• P•••••••• L••
Latest filing Sep 16, 2026
First filing on the tape Feb 27, 2024 · 10 filings
SEC status approved since Mar 29, 2024
RAUM
$150M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$148M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$75.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$150M as of Mar 24, 2026
Jan 29, 2025$110M then
HNW client RAUM$148M as of Mar 24, 2026
Jan 29, 2025$109M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Jan 29, 20252 then
Employees (5.A)2 as of Mar 24, 2026
Jan 29, 20252 then
Private funds: no history
RAUM +36% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.2MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $8.2M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$148M98%
- Charitable organizations$2.0M1.3%
- Individuals$549,8520.4%
- Individual clients
- n/areported
- HNW clients
- 18reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 57reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.2M for 5 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• J••••••• B••••Certified Financial Planner | Narberth, Pa | Apr 1, 2024 | 27 y | 6 |
| M••• C•••••••• M••••• | Narberth, Pa | Jul 31, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• J••••••• B•••• from L•• F•••••••• L••Apr 1, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• M•••••••• J••••••• · Co-Managing Membercontrolsince 04/2024 · owns 50% to 75%
- M•••••• M•••• C•••••••• · Co-Managing Member/Chief Compliance Officercontrolsince 04/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Narberth, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $110,242,366 to $150,386,176 (+36.0%) between the annual amendments of 2025-01-29 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Mar 24, 2026 to Sep 16, 2026
- HQ city · to unsetMar 24, 2026 to Sep 16, 2026
- HQ state · to unsetMar 24, 2026 to Sep 16, 2026
- Related adviser · false to unsetMar 24, 2026 to Sep 16, 2026
- Related bank · false to unsetMar 24, 2026 to Sep 16, 2026
- Related broker-dealer · false to unsetMar 24, 2026 to Sep 16, 2026
- Related insurance company · false to unsetMar 24, 2026 to Sep 16, 2026
- Succession · false to unsetMar 24, 2026 to Sep 16, 2026
- Accounts · 22 to 57Jan 29, 2025 to Mar 24, 2026
- HNW clients · 12 to 18Jan 29, 2025 to Mar 24, 2026
- Assets in custody · unset to 8164267.0Jan 29, 2025 to Mar 24, 2026
- Custody of client assets · false to trueJan 29, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 11-25Jan 29, 2025 to Mar 24, 2026
- Discretionary RAUM · $109M to $148MJan 29, 2025 to Mar 24, 2026
- HNW RAUM · $109M to $148MJan 29, 2025 to Mar 24, 2026
- Individual RAUM · unset to 549852.0Jan 29, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $1.4M to $2.0MJan 29, 2025 to Mar 24, 2026
- RAUM · $110M to $150MJan 29, 2025 to Mar 24, 2026
- Accounts · 14 to 22Aug 27, 2024 to Jan 29, 2025
- HNW clients · 10 to 12Aug 27, 2024 to Jan 29, 2025
- Financial planning clients · 0 to 1-10Aug 27, 2024 to Jan 29, 2025
- HQ city · unset to Aug 27, 2024 to Jan 29, 2025
- HQ state · unset to Aug 27, 2024 to Jan 29, 2025
- Discretionary RAUM · $100M to $109MAug 27, 2024 to Jan 29, 2025
- HNW RAUM · $100M to $109MAug 27, 2024 to Jan 29, 2025
- Non-discretionary RAUM · $1.5M to $1.4MAug 27, 2024 to Jan 29, 2025
- RAUM · $102M to $110MAug 27, 2024 to Jan 29, 2025
- Accounts · 0 to 14Aug 7, 2024 to Aug 27, 2024
- Advisory employees · 1 to 2Aug 7, 2024 to Aug 27, 2024
- HNW clients · unset to 10.0Aug 7, 2024 to Aug 27, 2024
- State-registered IARs · 1 to 2Aug 7, 2024 to Aug 27, 2024
- Discretionary RAUM · $0 to $100MAug 7, 2024 to Aug 27, 2024
- HNW RAUM · unset to 100248846.0Aug 7, 2024 to Aug 27, 2024
- Non-discretionary RAUM · $0 to $1.5MAug 7, 2024 to Aug 27, 2024
- RAUM · $0 to $102MAug 7, 2024 to Aug 27, 2024
- Employees · 1 to 2Feb 27, 2024 to Apr 1, 2024
- State-registered IARs · 0 to 1Feb 27, 2024 to Apr 1, 2024
- Other offices · 0 to 1Feb 27, 2024 to Apr 1, 2024
Signals
4 dated events
- Nmn A•••••• B•••• (Managing Member/Chief Compliance Officer) no longer on Schedule A of 1••• C•••••• P•••••••• L•• (listed 2024-02-27, absent 2024-04-01)Apr 1, 2024 · Control person left · inference
- Jennifer Michelle B•••• (Co-Managing Member) appeared on Schedule A of 1••• C•••••• P•••••••• L••Apr 1, 2024 · Control person joined · fact
- Catherine Mary Mcnutt (Co-Managing Member/Chief Compliance Officer) appeared on Schedule A of 1••• C•••••• P•••••••• L••Apr 1, 2024 · Control person joined · fact
- 1••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Feb 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/1015-capital-partners/?viewAsMember=trureportedpublic record, Form ADV, Sep 18, 2026
- Website
- 1•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-574-7036reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026