DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• C•••••• A••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Jan 2, 2024 · 9 filings
SEC status approved since Mar 6, 2024
RAUM
$340M
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
14 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$340M as of Jun 3, 2026
Mar 27, 2025$360M then
HNW client RAUM$0 as of Jun 3, 2026
Mar 27, 2025$0 then
State-registered IARs (5.B.3)0 as of Jun 3, 2026
Mar 27, 20250 then
Employees (5.A)15 as of Jun 3, 2026
Mar 27, 202513 then
Private funds1 as of Jun 3, 2026
Mar 27, 20251 then
RAUM -5.6% over the last fiscal yearIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $170MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$215M63%
- Insurance companies$125M37%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.63 institutional_share=0.37 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• I•••• L• | Other Private Fund | $240M | 5 | Sep 23, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••• M•••••• F•••••••• · Managing Partner; Elected Managercontrolsince 12/2023 · owns less than 5%
- A•••••••• J••••• E••• · Managing Partner; Elected Managercontrolsince 12/2023 · owns less than 5%
- K•••• K••••••• •••• · Membercontrolsince 07/2012 · owns 75% or more of A•••••••• C•••••• P••••••• L••
- S•••••• V••••• •••• · Chief Compliance Officersince 06/2024 · owns less than 5%
Entity owners
- A•• C•••••• L•• · Memberdirect · owns 75% or more
- A•••• H••••••• L•• · Memberindirect · owns 25% to 50% of A•• C•••••• L••
- A•••••••• C•••••• H••••••• L•• · Managing Memberindirect · owns 75% or more of A••••• 2• L••
- A•••••••• C•••••• P••••••• L•• · Managing Memberindirect · owns 75% or more of A•••••••• C•••••• H••••••• L••
- A••••• 2• L•• · Memberindirect · owns 25% to 50% of A•• C•••••• L••
- W•• 2••• H••••••• L•• · Memberindirect · owns 25% to 50% of A•• C•••••• L••
Related persons
Schedule D 7.A
- A•• I•••• G• T••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Dublin 2, Ireland2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 3, 2026institutional share of RAUM of 37% against a peer median of 0% (1568 comparable advisers, 100.0th percentile, 12.4 robust deviations)peers: asset managers, $100M to $500M (1,568) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 12 to 14Feb 9, 2026 to Mar 26, 2026
- Employees · 13 to 15Feb 9, 2026 to Mar 26, 2026
- Discretionary RAUM · $235M to $215MFeb 9, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $235M to $215MFeb 9, 2026 to Mar 26, 2026
- RAUM · $360M to $340MFeb 9, 2026 to Mar 26, 2026
- Assets in custody · unset to 0.0Jul 11, 2025 to Feb 9, 2026
- Custody of client assets · false to trueJul 11, 2025 to Feb 9, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 11, 2025
- Other offices · 1 to 2Mar 27, 2025 to Jul 11, 2025
- Advisory employees · 7 to 12Sep 23, 2024 to Mar 27, 2025
- Employees · 8 to 13Sep 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $240M to $235MSep 23, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $240M to $235MSep 23, 2024 to Mar 27, 2025
- RAUM · $365M to $360MSep 23, 2024 to Mar 27, 2025
- Accounts · 1 to 2Jul 2, 2024 to Sep 23, 2024
- Pooled vehicle clients · 0 to 1Jul 2, 2024 to Sep 23, 2024
- Private funds · unset to 1Jul 2, 2024 to Sep 23, 2024
- Discretionary RAUM · $0 to $240MJul 2, 2024 to Sep 23, 2024
- Pooled vehicle RAUM · $0 to $240MJul 2, 2024 to Sep 23, 2024
- RAUM · $125M to $365MJul 2, 2024 to Sep 23, 2024
- Accounts · 0 to 1Mar 5, 2024 to Jul 2, 2024
- Advisory activities · 2 to 1Mar 5, 2024 to Jul 2, 2024
- Non-discretionary RAUM · $0 to $125MMar 5, 2024 to Jul 2, 2024
- RAUM · $0 to $125MMar 5, 2024 to Jul 2, 2024
- Business name · A•• C•••••• L•• to A•• C•••••• A••••••• L••Jan 2, 2024 to Mar 5, 2024
- Legal name · A•• C•••••• L•• to A•• C•••••• A••••••• L••Jan 2, 2024 to Mar 5, 2024
Signals
3 dated events
- Henry Gregory Kahn (General Counsel) no longer on Schedule A of A•• C•••••• A••••••• L•• (listed 2024-07-02, absent 2024-09-23)Sep 23, 2024 · Control person left · inference
- A•• C•••••• A••••••• L•• reported RAUM $365.0M, up 192% from $125.0M (2024-07-02 to 2024-09-23)Sep 23, 2024 · RAUM change · derived
- A•• C•••••• L•• filed its initial SEC registration (Form ADV)Jan 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• C•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aip-capital-ltdreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-487-8200reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026